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Saratoga Research & Investment Management

Institutional InvestorSimilar funds →SEC EDGAR: CIK 1477872
Institutional-grade research for retail investors

Sector Allocation

  • Technology31.2%$565.9M
  • Healthcare20.6%$374.5M
  • Consumer Staples13.0%$235.3M
  • Financials10.0%$182.3M
  • Industrials10.0%$181.1M
  • Communication Services6.5%$117.2M
  • Other4.5%$80.9M
  • Consumer Discretionary4.3%$78.6M

AUM History

13fpro.ai/research/fund/saratoga-research-and-investment-management-1477872

Conviction and streaks

Concentrating · top 10 = 65.9%

From the fund's last 12 quarters of 13F filings: positions held longest at size, and names it added to or trimmed several quarters running.

MSFT$MSFTConviction hold9.4% weight · held 11 quartersGOOG$GOOGConviction hold9.4% weight · held 11 quartersBRK-A$BRK-AConviction hold7.1% weight · held 11 quartersUL$ULConviction hold6.8% weight · held 4 quartersNVO$NVOConviction hold6.6% weight · held 11 quartersUL$ULAccumulating+9% shares · 3 quarters runningMDT$MDTAccumulating+5% shares · 3 quarters runningLOW$LOWAccumulating+56% shares · 3 quarters running$Accumulating+699% shares · 2 quarters runningGOOG$GOOGTrimming-51% shares · 10 quarters running$Trimming-53% shares · 10 quarters runningRTX$RTXTrimming-87% shares · 10 quarters runningCHRW$CHRWTrimming-58% shares · 10 quarters runningAAPL$AAPLTrimming-75% shares · 10 quarters running

Largest positions — Q3 2026

Top 20 stock positions. Options are left out: 13F reports them at the underlying's value.

13fpro.ai/research/fund/saratoga-research-and-investment-management-1477872

Saratoga Research & Investment Management 13F holdings — Q3 2026

$1.8B portfolio (-0.6% QoQ) · 44 holdings · Q3 2026 13F · top 10 are 66% of the stock portfolio

All holdings — Saratoga Research & Investment Management (Q3 2026)

44 disclosed positions from the Form 13F-HR on SEC EDGAR, with quarter-over-quarter share changes. Largest by value first; the ten above are not repeated.

Company
LLY$LLYELI LILLY & Co$59.9M-4%
— Roche Holding AG - COM$59.8M-3%
GD$GDGENERAL DYNAMICS CORP$58.0M-3%
SBUX$SBUXSTARBUCKS CORP$53.4M-3%
V$VVISA INC.$51.4M-3%
PG$PGPROCTER & GAMBLE Co$47.5M-3%
RTX$RTXRTX Corp$41.4M-8%
CHRW$CHRWC. H. ROBINSON WORLDWIDE, INC.$33.6M-3%
AAPL$AAPLApple Inc.$30.7M-8%
DEO$DEODIAGEO PLC$29.2M-6%
HD$HDHOME DEPOT, INC.$23.6M-2%
HONA$HONAHoneywell Aerospace Inc.$21.3M+82%
PEP$PEPPEPSICO INC$20.7M-0.7%
— SPDR Bloomberg 1-3 Month T-Bill ETF - ETFetf/fund$18.6M-6%
ISRG$ISRGINTUITIVE SURGICAL INC$17.8M+15%

What changed in Q3 2026

Against the previous quarter's 13F: 0 new, 11 added to, 23 trimmed, 2 sold out. Share-count changes; largest moves by dollar size first.

New positions (0)

No new positions this quarter.

Added to (11)

  • HONA$HONAHoneywell Aerospace Inc.+82%

    now $21.3M · held 2 qtrs, 2 adds in a row

  • DIS$DISWalt Disney Co+3%

    now $117.2M · held 11+ qtrs

  • ISRG$ISRGINTUITIVE SURGICAL INC+15%

    now $17.8M · held 2 qtrs, 2 adds in a row

  • UL$ULUNILEVER PLC+2%

    now $122.6M · held 11+ qtrs, 3 adds in a row

  • BRK.B$BRK.BBERKSHIRE HATHAWAY INC+0.9%

    now $129.6M · held 11+ qtrs

  • MDT$MDTMedtronic plc+0.7%

    now $104.5M · held 11+ qtrs

+5 more in the Excel export

Trimmed (23)

  • ASML$ASMLASML HOLDING NV-4%

    now $104.0M · held 11+ qtrs, 5 trims in a row

  • RTX$RTXRTX Corp-8%

    now $41.4M · held 11+ qtrs, 10 trims in a row

  • JNJ$JNJJOHNSON & JOHNSON-5%

    now $70.2M · held 11+ qtrs, 5 trims in a row

  • AAPL$AAPLApple Inc.-8%

    now $30.7M · held 11+ qtrs, 10 trims in a row

  • LLY$LLYELI LILLY & Co-4%

    now $59.9M · held 8 qtrs

  • NVO$NVONOVO NORDISK A S-2%

    now $120.6M · held 11+ qtrs, 2 trims in a row

+17 more in the Excel export

Sold out (2)

  • ACN$ACNAccenture plcwas $438K

    held 10+ qtrs

  • MO$MOALTRIA GROUP, INC.was $210K

    held 1 qtr

Firm AUM (Form ADV): $2.5B as of 2025-12-31 · SEC IAPD

Share

Holdings by quarter

Every 13F Saratoga Research & Investment Management has filed, 41 earlier quarters. Pick one to see what it held then.

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Q3 2026 13F filed with the SEC on Oct 16, 2026. Prices are closing prices as of Oct 26, 2026.

Average quality of Saratoga Research & Investment Management's top 20 holdings: 73/100 (our AI quality score, weighted by position size; 16 of the 20 are scored)

Top 10 since filing

-0.9%

Value-weighted move of the 10 largest stock positions

Turnover

1%

Last quarter; 17% over the last 4

Top 10 weight

66%

Share of the stock portfolio in its 10 largest positions

Held 4+ quarters

97%

Share of portfolio value in positions held a year or more

Highest-quality names it owns(among its 100 largest positions)

The 8 highest-scoring companies in this portfolio are a Pro feature.

How these are measured
  • Moves since the quarter-end and since the filing date use our own daily closing prices, from the close on (or just before) each date to the latest close.
  • Turnover is the lesser of shares bought or sold in a quarter, valued at the quarter-end prices in the 13F, divided by the average of the two quarters' stock portfolio values.
  • Quarters held and add/trim streaks count back only through quarters whose filed holdings add up to the filing's own cover-page total (back to Q1 2024 for this fund). A change counts as an add or a trim when the split-adjusted share count moves by more than 1%.
  • Estimate, not the fund's reported cost. For each quarter in the current holding period in which the fund's share count rose (split-adjusted), we take that quarter's average daily close and weight it by the shares added; sales do not change an average cost. Quarters where the stock's price history and the 13F's own implied price disagree by more than 2x are left out.
  • Put and call option rows report the value of the underlying shares, not a position the fund paid for, so they are left out of all of the above.

Portfolio Overview

Saratoga Research & Investment Management disclosed 44 positions worth $1.8B in its Form 13F-HR for Q3 2026, led by $MSFT (MICROSOFT CORP) at 9.4% of the equity portfolio, followed by $GOOGL and $BRK.B. During the quarter the fund opened 0 new positions and exited 2 and a full exit from $ACN. The portfolio is most concentrated in Technology (31.2% of disclosed assets). All figures are sourced directly from Saratoga Research & Investment Management’s Form 13F-HR filing with the SEC under CIK 1477872.

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AI-Powered Hedge Fund Analysis: Saratoga Research & Investment Management

13F Pro is an AI hedge fund tracker and stock research platform. For Saratoga Research & Investment Management (SEC CIK: 1477872), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.

Every holding in Saratoga Research & Investment Management's portfolio is scored on an AI quality ranking built from its SEC filings (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.