13F Pro

SEC Form 4 reporting owner

Yates Lloyd M

Yates Lloyd M has filed 13 Form 4 transactions reported between January 22, 2026 and August 15, 2026, as Director of MARSH & MCLENNAN COMPANIES, INC. and Director and President & CEO of NISOURCE INC..

Name as filed: Yates Lloyd M

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$3.1M
2 lines
Companies
2
with Form 4 filings
Latest transaction
Aug 15, 2026
transaction date

Roles and reported holdings

  • MRSHMARSH & MCLENNAN COMPANIES, INC.
    Feb 13, 2026 – Aug 15, 2026

    Director

    Held directly12,001 sh as of Jul 23, 2026 · Form 4

    24 months: $2.1M sold

  • NINISOURCE INC.
    Jan 22, 2026 – May 21, 2026

    Director and President & CEO

    Held directly519,557 sh as of May 21, 2026 · Form 4

    24 months: $950K sold

Transaction history

All 13 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Aug 15, 2026MRSHDirectorGrant or awardCode A · direct224$42K@ $188.44Form 4
Aug 14, 2026MRSHDirectorOther acquisition or dispositionCode J · direct65$12K@ $189.15Form 4
Jul 23, 2026MRSHDirectorOpen-market saleCode S · direct12,000$2.1M@ $175.65Form 4
Jun 1, 2026MRSHDirectorGrant or awardCode A · direct1,350$215K@ $159.28Form 4
May 21, 2026NIDirector and President & CEOOpen-market saleCode S · direct19,905$950K@ $47.73Form 4
May 15, 2026MRSHDirectorOther acquisition or dispositionCode J · direct60$10K@ $160.60Form 4
May 15, 2026MRSHDirectorGrant or awardCode A · direct226$36K@ $160.60Form 4
Feb 27, 2026NIDirector and President & CEOShares withheld for tax or exercise priceCode F · direct15,433$730K@ $47.30Form 4
Feb 27, 2026NIDirector and President & CEOShares withheld for tax or exercise priceCode F · direct117,285$5.5M@ $47.30Form 4
Feb 27, 2026NIDirector and President & CEOGrant or awardCode A · direct275,962$13.1M@ $47.30Form 4
Feb 15, 2026MRSHDirectorGrant or awardCode A · direct209$36K@ $173.51Form 4
Feb 13, 2026MRSHDirectorOther acquisition or dispositionCode J · direct55$9K@ $172.98Form 4
Jan 22, 2026NIDirector and President & CEOGrant or awardCode A · direct43,658$1.9M@ $43.52Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.