SEC Form 4 reporting owner

Yates David M

Yates David M has filed 9 Form 4 transactions reported between December 2, 2025 and May 5, 2026, as Chief Information Officer of WisdomTree, Inc..

Name as filed: Yates David M

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$347K

2 lines

Companies

with Form 4 filings

Latest transaction

May 5, 2026

transaction date

Roles and reported holdings

WTWisdomTree, Inc.
Dec 2, 2025 – May 5, 2026
Chief Information Officer
Held directly157,499 sh as of May 5, 2026 · Form 4
24 months: $347K sold

Transaction history

All 9 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
May 5, 2026	WTChief Information Officer	Open-market saleCode S · direct	15,000	$18.06	$271K@ $18.06	157,499	Form 4
Feb 23, 2026	WTChief Information Officer	Grant or awardCode A · direct	2,673	—	—	2,673	Form 4
Jan 27, 2026	WTChief Information Officer	Shares withheld for tax or exercise priceCode F · direct	19,816	—	—	172,499	Form 4
Jan 27, 2026	WTChief Information Officer	Option exerciseCode M · direct	37,997	—	—	192,315	Form 4
Jan 25, 2026	WTChief Information Officer	Grant or awardCode A · direct	7,562	—	—	7,562	Form 4
Jan 25, 2026	WTChief Information Officer	Shares withheld for tax or exercise priceCode F · direct	20,493	—	—	154,318	Form 4
Jan 25, 2026	WTChief Information Officer	Grant or awardCode A · direct	22,688	—	—	174,811	Form 4
Dec 2, 2025	WTChief Information Officer	Open-market saleCode S · direct	6,820	$11.13	$76K@ $11.13	152,123	Form 4
Dec 2, 2025	WTChief Information Officer	GiftCode G · direct	9,100	—	—	158,943	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.