SEC Form 4 reporting owner

Wupen Yuen

Wupen Yuen has filed 37 Form 4 transactions reported between February 15, 2026 and September 25, 2026, as PRESIDENT, GLOBAL BUS. UNITS of Lumentum Holdings Inc..

Name as filed: Wupen Yuen

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$17.3M

28 lines

Companies

with Form 4 filings

Latest transaction

Sep 25, 2026

transaction date

Roles and reported holdings

LITELumentum Holdings Inc.
Feb 15, 2026 – Sep 25, 2026
PRESIDENT, GLOBAL BUS. UNITS
Held directly109,127 sh as of Sep 25, 2026 · Form 4
24 months: $17.3M sold

Transaction history

All 37 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Sep 25, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$935.75	$468K@ $935.75	109,127	Form 4
Sep 24, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$921.07	$461K@ $921.07	109,627	Form 4
Sep 23, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$946.56	$473K@ $946.56	110,127	Form 4
Sep 22, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$935.55	$468K@ $935.55	110,627	Form 4
Sep 21, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$959.27	$480K@ $959.27	111,127	Form 4
Sep 18, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$920.00	$460K@ $920.00	111,627	Form 4
Sep 17, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$933.45	$467K@ $933.45	112,127	Form 4
Sep 16, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$856.83	$428K@ $856.83	112,627	Form 4
Sep 15, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$841.51	$421K@ $841.51	113,127	Form 4
Sep 14, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$862.14	$431K@ $862.14	113,627	Form 4
Sep 11, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$944.41	$472K@ $944.41	114,127	Form 4
Sep 10, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$961.44	$481K@ $961.44	114,627	Form 4
Sep 9, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$978.54	$489K@ $978.54	115,127	Form 4
Sep 8, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$895.99	$448K@ $895.99	115,627	Form 4
Sep 4, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$860.00	$430K@ $860.00	116,127	Form 4
Sep 3, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$870.01	$435K@ $870.01	116,627	Form 4
Sep 2, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$864.49	$432K@ $864.49	117,127	Form 4
Sep 1, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$901.04	$451K@ $901.04	117,627	Form 4
Aug 31, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$895.00	$448K@ $895.00	118,127	Form 4
Aug 28, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$940.95	$470K@ $940.95	118,627	Form 4
Aug 27, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$958.66	$479K@ $958.66	119,127	Form 4
Aug 26, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$882.15	$441K@ $882.15	91,729	Form 4
Aug 25, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Grant or awardCode A · direct	5,138	—	—	120,627	Form 4
Aug 25, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$856.64	$428K@ $856.64	92,229	Form 4
Aug 24, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$824.24	$412K@ $824.24	92,729	Form 4
Aug 21, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	500	$898.15	$449K@ $898.15	93,229	Form 4
Aug 21, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Shares withheld for tax or exercise priceCode F · direct	6,705	$866.71	$5.8M@ $866.71	93,729	Form 4
Aug 20, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	1,500	$827.82	$1.2M@ $827.82	100,434	Form 4
Aug 19, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Shares withheld for tax or exercise priceCode F · direct	3,860	$827.60	$3.2M@ $827.60	101,934	Form 4
Aug 17, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Grant or awardCode A · direct	22,760	—	—	100,507	Form 4
Aug 17, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Shares withheld for tax or exercise priceCode F · direct	29,056	$968.90	$28.2M@ $968.90	105,794	Form 4
Aug 17, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Grant or awardCode A · direct	57,103	—	—	134,850	Form 4
Aug 15, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Shares withheld for tax or exercise priceCode F · direct	3,741	$926.14	$3.5M@ $926.14	77,747	Form 4
May 18, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	3,210	$953.95	$3.1M@ $953.95	81,488	Form 4
May 15, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Shares withheld for tax or exercise priceCode F · direct	3,741	$970.70	$3.6M@ $970.70	84,698	Form 4
Feb 17, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Open-market saleCode S · direct	3,157	$538.00	$1.7M@ $538.00	88,439	Form 4
Feb 15, 2026	LITEPRESIDENT, GLOBAL BUS. UNITS	Shares withheld for tax or exercise priceCode F · direct	3,481	$562.74	$2.0M@ $562.74	91,596	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.