SEC Form 4 reporting owner

Winn Caroline Ann

Winn Caroline Ann has filed 11 Form 4 transactions reported between September 3, 2025 and June 17, 2026, as Executive Vice President of SEMPRA and a reporting owner of AMERICAN STATES WATER CO.

Name as filed: Winn Caroline Ann

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$724K

2 lines

Companies

with Form 4 filings

Latest transaction

Jun 17, 2026

transaction date

Roles and reported holdings

SRESEMPRA
Jan 2, 2026 – Jun 17, 2026
Executive Vice President
Held directly25,164 sh as of Jun 17, 2026 · Form 4
24 months: $724K sold
AWRAMERICAN STATES WATER CO
Sep 3, 2025 – May 19, 2026
Reporting owner
No common-stock holding reported on a purchase, sale, gift or withholding line.

Transaction history

All 11 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Jun 17, 2026	SREExecutive Vice President	Open-market saleCode S · direct	7,900	$90.56	$715K@ $90.56	25,164	Form 4
Jun 17, 2026	SREExecutive Vice President	Open-market saleCode S · direct	100	$89.85	$9K@ $89.85	33,064	Form 4
May 19, 2026	AWR	Grant or awardCode A · direct	527	$75.92	$40K@ $75.92	1,610	Form 4
Feb 14, 2026	AWR	Disposition to issuerCode D · direct	0	—	—	1,083	Form 4
Jan 27, 2026	SREExecutive Vice President	Shares withheld for tax or exercise priceCode F · direct	1,575	$87.11	$137K@ $87.11	34,303	Form 4
Jan 27, 2026	SREExecutive Vice President	Grant or awardCode A · direct	2,623	—	—	35,878	Form 4
Jan 27, 2026	SREExecutive Vice President	Grant or awardCode A · direct	1,903	—	—	33,255	Form 4
Jan 15, 2026	SREExecutive Vice President	Shares withheld for tax or exercise priceCode F · direct	16	$91.77	$2K@ $91.77	31,252	Form 4
Jan 2, 2026	SREExecutive Vice President	Grant or awardCode A · direct	60,429	—	—	60,429	Form 4
Jan 2, 2026	SREExecutive Vice President	Shares withheld for tax or exercise priceCode F · direct	2,443	$89.71	$219K@ $89.71	31,221	Form 4
Sep 3, 2025	AWR	Grant or awardCode A · direct	3	$73.52	$251@ $73.52	1,083	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.