SEC Form 4 reporting owner

Walsh Derrick

Walsh Derrick has filed 12 Form 4 transactions reported between December 9, 2025 and September 15, 2026, as EVP, Chief Financial Officer of Axos Financial, Inc..

Name as filed: Walsh Derrick

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$490K
1 lines
Companies
1
with Form 4 filings
Latest transaction
Sep 15, 2026
transaction date

Roles and reported holdings

  • AXAxos Financial, Inc.
    Dec 9, 2025 – Sep 15, 2026

    EVP, Chief Financial Officer

    Held directly37,936 sh as of Feb 6, 2026 · Form 4

    24 months: $490K sold

Transaction history

All 12 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 15, 2026AXEVP, Chief Financial OfficerGrant or awardCode A · direct3,076—Form 4
Sep 15, 2026AXEVP, Chief Financial OfficerDisposition to issuerCode D · direct2,222$206K@ $92.68Form 4
Sep 15, 2026AXEVP, Chief Financial OfficerOption exerciseCode M · direct4,127$382K@ $92.68Form 4
Mar 20, 2026AXEVP, Chief Financial OfficerDisposition to issuerCode D · direct733$61K@ $82.93Form 4
Mar 20, 2026AXEVP, Chief Financial OfficerOption exerciseCode M · direct1,360$113K@ $82.93Form 4
Mar 15, 2026AXEVP, Chief Financial OfficerGrant or awardCode A · direct3,130—Form 4
Mar 15, 2026AXEVP, Chief Financial OfficerDisposition to issuerCode D · direct873$74K@ $84.68Form 4
Mar 15, 2026AXEVP, Chief Financial OfficerDisposition to issuerCode D · direct1,144$97K@ $84.68Form 4
Mar 15, 2026AXEVP, Chief Financial OfficerOption exerciseCode M · direct1,619$137K@ $84.68Form 4
Mar 15, 2026AXEVP, Chief Financial OfficerOption exerciseCode M · direct1,988$168K@ $84.68Form 4
Feb 6, 2026AXEVP, Chief Financial OfficerOpen-market saleCode S · direct4,846$490K@ $101.21Form 4
Dec 9, 2025AXEVP, Chief Financial OfficerGiftCode G · direct150$13K@ $84.63Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.