SEC Form 4 reporting owner

Van Saun Bruce

Van Saun Bruce has filed 16 Form 4 transactions reported between December 12, 2025 and September 4, 2026, as Director of MOODYS CORP /DE/ and Chairman and CEO of CITIZENS FINANCIAL GROUP INC/RI.

Name as filed: VAN SAUN BRUCE

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$9.3M
1 lines
Companies
2
with Form 4 filings
Latest transaction
Sep 4, 2026
transaction date

Roles and reported holdings

  • MCOMOODYS CORP /DE/
    Dec 12, 2025 – Sep 4, 2026

    Director

    No common-stock holding reported on a purchase, sale, gift or withholding line.

  • CFGCITIZENS FINANCIAL GROUP INC/RI
    Feb 11, 2026 – Jul 24, 2026

    Chairman and CEO

    Held directly1,102,413 sh as of Jul 24, 2026 · Form 4

    24 months: $9.3M sold

Transaction history

All 16 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 4, 2026MCODirectorGrant or awardCode A · direct13—Form 4
Sep 4, 2026MCODirectorGrant or awardCode A · direct7—Form 4
Jul 24, 2026CFGChairman and CEOGiftCode G · direct17,500—Form 4
Jul 24, 2026CFGChairman and CEOGiftCode G · direct20,850—Form 4
Jul 24, 2026CFGChairman and CEOOpen-market saleCode S · direct129,369$9.3M@ $72.07Form 4
Jun 5, 2026MCODirectorGrant or awardCode A · direct15—Form 4
Jun 5, 2026MCODirectorGrant or awardCode A · direct7—Form 4
Mar 13, 2026MCODirectorGrant or awardCode A · direct19—Form 4
Mar 13, 2026MCODirectorGrant or awardCode A · direct8—Form 4
Mar 1, 2026CFGChairman and CEOShares withheld for tax or exercise priceCode F · direct79,315$4.8M@ $60.19Form 4
Mar 1, 2026CFGChairman and CEOGrant or awardCode A · direct51,916—Form 4
Feb 25, 2026MCODirectorGrant or awardCode A · direct500—Form 4
Feb 11, 2026CFGChairman and CEOGrant or awardCode A · direct89,433—Form 4
Dec 12, 2025MCODirectorGrant or awardCode A · direct1—Form 4
Dec 12, 2025MCODirectorGrant or awardCode A · direct10$5K@ $486.75Form 4
Dec 12, 2025MCODirectorGrant or awardCode A · direct6$3K@ $486.16Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.