SEC Form 4 reporting owner

Tompkins Mark N.

Tompkins Mark N. has filed 32 Form 4 transactions reported between December 4, 2025 and February 4, 2026, as 10% owner of Aeluma, Inc..

Name as filed: Tompkins Mark N.

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$8.8M
32 lines
Companies
1
with Form 4 filings
Latest transaction
Feb 4, 2026
transaction date

Roles and reported holdings

  • ALMUAeluma, Inc.
    Dec 4, 2025 – Feb 4, 2026

    10% owner

    Held directly1,790,488 sh as of Feb 4, 2026 · Form 4

    24 months: $8.8M sold

Transaction history

All 32 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Feb 4, 2026ALMUOpen-market saleCode S · direct5,956$90K@ $15.12Form 4
Feb 4, 2026ALMUOpen-market saleCode S · direct28,544$418K@ $14.63Form 4
Feb 2, 2026ALMU10% ownerOpen-market saleCode S · direct37,500$590K@ $15.74Form 4
Jan 30, 2026ALMU10% ownerOpen-market saleCode S · direct908$15K@ $16.79Form 4
Jan 30, 2026ALMU10% ownerOpen-market saleCode S · direct24,092$383K@ $15.88Form 4
Jan 29, 2026ALMU10% ownerOpen-market saleCode S · direct5,203$89K@ $17.16Form 4
Jan 29, 2026ALMU10% ownerOpen-market saleCode S · direct27,297$457K@ $16.75Form 4
Jan 22, 2026ALMU10% ownerOpen-market saleCode S · direct962$18K@ $18.81Form 4
Jan 22, 2026ALMU10% ownerOpen-market saleCode S · direct29,038$524K@ $18.05Form 4
Jan 21, 2026ALMU10% ownerOpen-market saleCode S · direct10$212@ $21.24Form 4
Jan 21, 2026ALMU10% ownerOpen-market saleCode S · direct1,715$35K@ $20.44Form 4
Jan 21, 2026ALMU10% ownerOpen-market saleCode S · direct12,947$250K@ $19.30Form 4
Jan 21, 2026ALMU10% ownerOpen-market saleCode S · direct30,328$562K@ $18.52Form 4
Jan 20, 2026ALMU10% ownerOpen-market saleCode S · direct888$19K@ $21.58Form 4
Jan 20, 2026ALMU10% ownerOpen-market saleCode S · direct29,112$601K@ $20.66Form 4
Dec 26, 2025ALMU10% ownerOpen-market saleCode S · direct2,662$49K@ $18.39Form 4
Dec 26, 2025ALMU10% ownerOpen-market saleCode S · direct20,368$367K@ $18.01Form 4
Dec 26, 2025ALMU10% ownerOpen-market saleCode S · direct6,970$118K@ $16.91Form 4
Dec 24, 2025ALMU10% ownerOpen-market saleCode S · direct15,000$241K@ $16.05Form 4
Dec 23, 2025ALMU10% ownerOpen-market saleCode S · direct15,000$223K@ $14.87Form 4
Dec 22, 2025ALMU10% ownerOpen-market saleCode S · direct35,000$519K@ $14.83Form 4
Dec 19, 2025ALMU10% ownerOpen-market saleCode S · direct30,000$441K@ $14.70Form 4
Dec 18, 2025ALMU10% ownerOpen-market saleCode S · direct20,000$287K@ $14.37Form 4
Dec 10, 2025ALMU10% ownerOpen-market saleCode S · direct20,000$350K@ $17.49Form 4
Dec 9, 2025ALMU10% ownerOpen-market saleCode S · direct19,139$327K@ $17.06Form 4
Dec 9, 2025ALMU10% ownerOpen-market saleCode S · direct10,861$178K@ $16.39Form 4
Dec 8, 2025ALMU10% ownerOpen-market saleCode S · direct988$17K@ $16.87Form 4
Dec 8, 2025ALMU10% ownerOpen-market saleCode S · direct39,012$626K@ $16.04Form 4
Dec 5, 2025ALMU10% ownerOpen-market saleCode S · direct1,610$27K@ $16.49Form 4
Dec 5, 2025ALMU10% ownerOpen-market saleCode S · direct28,390$458K@ $16.12Form 4
Dec 4, 2025ALMU10% ownerOpen-market saleCode S · direct18,500$303K@ $16.37Form 4
Dec 4, 2025ALMU10% ownerOpen-market saleCode S · direct11,500$178K@ $15.49Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.