SEC Form 4 reporting owner

Theodosopoulos Nikos

Theodosopoulos Nikos has filed 5 Form 4 transactions reported between November 26, 2025 and March 26, 2026, as a reporting owner of Hercules Capital, Inc. and a reporting owner of ADTRAN Holdings, Inc..

Name as filed: Theodosopoulos Nikos

Open-market buys, 24 mo
$100K
1 lines
Open-market sales, 24 mo
None
reported
Companies
2
with Form 4 filings
Latest transaction
Mar 26, 2026
transaction date

Roles and reported holdings

  • HCXYHercules Capital, Inc.
    Feb 17, 2026 – Mar 26, 2026

    Reporting owner

    No common-stock holding reported on a purchase, sale, gift or withholding line.

    3 lines are priced far from HCXY’s market price that day, so the filing may concern a different security. Left out of totals and holdings; see the filings.

  • ADTNADTRAN Holdings, Inc.
    Nov 26, 2025 – Dec 31, 2025

    Reporting owner

    Held directly52,154 sh as of Nov 26, 2025 · Form 4

    24 months: $100K bought

Transaction history

All 5 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Mar 26, 2026HCXYOpen-market purchaseCode P · directPrice far from market; may be another securityAlso reported by Loo Wade, Aguirre DeAnne, CROWELL GAYLE A7,317$105K@ $14.35Form 4
Feb 27, 2026HCXYOpen-market purchaseCode P · directPrice far from market; may be another security2,600$37K@ $14.21Form 4
Feb 17, 2026HCXYOpen-market purchaseCode P · directPrice far from market; may be another security6,165$98K@ $15.93Form 4
Dec 31, 2025ADTNGrant or awardCode A · direct13,809—Form 4
Nov 26, 2025ADTNOpen-market purchaseCode P · direct12,859$100K@ $7.81Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

3 open-market lines are priced outside 0.67×–1.5× of the stock’s closing price that day. A gap that large usually means the filing reports a different security than the company it is filed under, so those lines are shown but left out of totals and holdings.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.