SEC Form 4 reporting owner

Stevens Christopher James

Stevens Christopher James has filed 5 Form 4 transactions reported between February 11, 2026 and August 11, 2026, as Chief Operating Officer of ROCKET PHARMACEUTICALS, INC..

Name as filed: Stevens Christopher James

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$128K
1 lines
Companies
1
with Form 4 filings
Latest transaction
Aug 11, 2026
transaction date

Roles and reported holdings

  • RCKTROCKET PHARMACEUTICALS, INC.
    Feb 11, 2026 – Aug 11, 2026

    Chief Operating Officer

    Held directly505,784 sh as of Aug 11, 2026 · Form 4

    24 months: $128K sold

Transaction history

All 5 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Aug 11, 2026RCKTChief Operating OfficerOpen-market saleCode S · direct36,658$128K@ $3.50Form 4
Aug 3, 2026RCKTChief Operating OfficerGrant or awardCode A · direct101,428—Form 4
Aug 3, 2026RCKTChief Operating OfficerGrant or awardCode A · direct73,313—Form 4
Feb 11, 2026RCKTChief Operating OfficerGrant or awardCode A · direct93,037—Form 4
Feb 11, 2026RCKTChief Operating OfficerGrant or awardCode A · direct61,963—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.