13F Pro

SEC Form 4 reporting owner

Steinmeier Richard

Steinmeier Richard has filed 10 Form 4 transactions reported between December 5, 2025 and February 25, 2026, as Chief Executive Officer of LPL Financial Holdings Inc..

Name as filed: Steinmeier Richard

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$1.9M
6 lines
Companies
1
with Form 4 filings
Latest transaction
Feb 25, 2026
transaction date

Roles and reported holdings

  • LPLALPL Financial Holdings Inc.
    Dec 5, 2025 – Feb 25, 2026

    Chief Executive Officer

    Held directly8,962 sh as of Feb 25, 2026 · Form 4
    Held indirectly (latest line)16,813 sh as of Dec 5, 2025 · Form 4

    24 months: $1.9M sold

Transaction history

All 10 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Feb 25, 2026LPLAChief Executive OfficerGrant or awardCode A · direct10,526—Form 4
Feb 25, 2026LPLAChief Executive OfficerShares withheld for tax or exercise priceCode F · direct2,619$834K@ $318.47Form 4
Feb 25, 2026LPLAChief Executive OfficerGrant or awardCode A · direct2,255—Form 4
Dec 5, 2025LPLAChief Executive OfficerGiftCode G · indirect275—Form 4
Dec 5, 2025LPLAChief Executive OfficerOpen-market saleCode S · direct274$102K@ $373.20Form 4
Dec 5, 2025LPLAChief Executive OfficerOpen-market saleCode S · direct779$290K@ $372.20Form 4
Dec 5, 2025LPLAChief Executive OfficerOpen-market saleCode S · direct2,450$910K@ $371.23Form 4
Dec 5, 2025LPLAChief Executive OfficerOpen-market saleCode S · direct1,040$385K@ $370.62Form 4
Dec 5, 2025LPLAChief Executive OfficerOpen-market saleCode S · direct183$67K@ $368.63Form 4
Dec 5, 2025LPLAChief Executive OfficerOpen-market saleCode S · direct332$122K@ $367.06Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.