13F Pro

SEC Form 4 reporting owner

Steadman Daniel B

Steadman Daniel B has filed 4 Form 4 transactions reported between December 26, 2025 and September 24, 2026, as Executive VP of HENNESSY ADVISORS INC.

Name as filed: STEADMAN DANIEL B

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$51K
1 lines
Companies
1
with Form 4 filings
Latest transaction
Sep 24, 2026
transaction date

Roles and reported holdings

  • HNNAHENNESSY ADVISORS INC
    Dec 26, 2025 – Sep 24, 2026

    Executive VP

    Held directly37,768 sh as of Sep 24, 2026 · Form 4

    24 months: $51K sold

Transaction history

All 4 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 24, 2026HNNAExecutive VPOpen-market saleCode S · direct5,000$51K@ $10.26Form 4
Sep 18, 2026HNNAExecutive VPShares withheld for tax or exercise priceCode F · direct3,206$33K@ $10.38Form 4
Sep 18, 2026HNNAExecutive VPGrant or awardCode A · direct9,400—Form 4
Dec 26, 2025HNNAExecutive VPGiftCode G · direct750—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.