13F Pro

SEC Form 4 reporting owner

Spohler Bruce J

Spohler Bruce J has filed 5 Form 4 transactions reported between March 3, 2026 and March 13, 2026, as a reporting owner of SLR Investment Corp..

Name as filed: SPOHLER BRUCE J

Open-market buys, 24 mo
$1.5M
2 lines
Open-market sales, 24 mo
None
reported
Companies
1
with Form 4 filings
Latest transaction
Mar 13, 2026
transaction date

Roles and reported holdings

  • SLRCSLR Investment Corp.
    Mar 3, 2026 – Mar 13, 2026

    Reporting owner

    Held indirectly (latest line)3,827,977 sh as of Mar 4, 2026 · Form 4

    24 months: $1.5M bought

Transaction history

All 5 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Mar 13, 2026SLRCGrant or awardCode A · indirect466,378—Form 4
Mar 13, 2026SLRCExpiration of short derivativeCode E · indirect10,987—Form 4
Mar 13, 2026SLRCOption exerciseCode M · indirect354,511—Form 4
Mar 4, 2026SLRCOpen-market purchaseCode P · indirectAlso reported by GROSS MICHAEL S15,019$223K@ $14.83Form 4
Mar 3, 2026SLRCOpen-market purchaseCode P · indirectAlso reported by GROSS MICHAEL S89,800$1.3M@ $14.73Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.