SEC Form 4 reporting owner

Spetzler David Baxley

Spetzler David Baxley has filed 7 Form 4 transactions reported between March 6, 2026 and September 4, 2026, as President of Caris Life Sciences, Inc..

Name as filed: Spetzler David Baxley

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$14.8M

3 lines

Companies

with Form 4 filings

Latest transaction

Sep 4, 2026

transaction date

Roles and reported holdings

CAICaris Life Sciences, Inc.
Mar 6, 2026 – Sep 4, 2026
President
Held directly1,182,871 sh as of Sep 4, 2026 · Form 4
24 months: $14.8M sold

Transaction history

All 7 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Sep 4, 2026	CAIPresident	Open-market saleCode S · direct	119,212	$24.76	$3.0M@ $24.76	1,182,871	Form 4
Sep 4, 2026	CAIPresident	Option exerciseCode M · direct	250,000	$2.44	$610K@ $2.44	1,302,083	Form 4
Sep 3, 2026	CAIPresident	Open-market saleCode S · direct	84,900	$25.32	$2.1M@ $25.32	1,052,083	Form 4
Sep 3, 2026	CAIPresident	Open-market saleCode S · direct	393,100	$24.76	$9.7M@ $24.76	1,136,983	Form 4
Sep 3, 2026	CAIPresident	Option exerciseCode M · direct	1,000,000	$2.44	$2.4M@ $2.44	1,530,083	Form 4
May 15, 2026	CAIPresident	Shares withheld for tax or exercise priceCode F · direct	13,856	$15.25	$211K@ $15.25	530,083	Form 4
Mar 6, 2026	CAIPresident	Grant or awardCode A · direct	83,162	—	—	543,939	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.