13F Pro

SEC Form 4 reporting owner

Spector David

Spector David has filed 43 Form 4 transactions reported between December 16, 2025 and July 31, 2026, as Chairman & CEO of PennyMac Financial Services, Inc. and Chairman and CEO of PennyMac Mortgage Investment Trust.

Name as filed: SPECTOR DAVID

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$7.1M
23 lines
Companies
2
with Form 4 filings
Latest transaction
Jul 31, 2026
transaction date

Roles and reported holdings

  • PFSIPennyMac Financial Services, Inc.
    Dec 16, 2025 – Jul 31, 2026

    Chairman & CEO

    Held directly529,401 sh as of Mar 6, 2026 · Form 4
    Held indirectly (latest line)60,604 sh as of May 12, 2026 · Form 4

    24 months: $7.1M sold

  • PMTPennyMac Mortgage Investment Trust
    Feb 23, 2026 – Mar 12, 2026

    Chairman and CEO

    Held directly420,487 sh as of Mar 12, 2026 · Form 4

Transaction history

All 43 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Jul 31, 2026PFSIChairman & CEOOther acquisition or dispositionCode J · direct25,000—Form 4
May 12, 2026PFSIChairman & CEOOpen-market saleCode S · indirect4,084$362K@ $88.71Form 4
May 12, 2026PFSIChairman & CEOOpen-market saleCode S · indirect3,144$277K@ $88.02Form 4
May 12, 2026PFSIChairman & CEOOpen-market saleCode S · indirect2,772$241K@ $86.88Form 4
May 8, 2026PFSIChairman & CEOOther acquisition or dispositionCode J · direct25,000—Form 4
Apr 14, 2026PFSIChairman & CEOOpen-market saleCode S · indirect417$39K@ $93.47Form 4
Apr 14, 2026PFSIChairman & CEOOpen-market saleCode S · indirect9,583$889K@ $92.80Form 4
Mar 12, 2026PMTChairman and CEOShares withheld for tax or exercise priceCode F · direct5,255$62K@ $11.89Form 4
Mar 6, 2026PFSIChairman & CEOOpen-market saleCode S · direct1,309$114K@ $86.93Form 4
Mar 6, 2026PFSIChairman & CEOOpen-market saleCode S · direct10,210$882K@ $86.42Form 4
Mar 6, 2026PFSIChairman & CEOOpen-market saleCode S · direct917$78K@ $85.26Form 4
Mar 6, 2026PFSIChairman & CEOOpen-market saleCode S · indirect1,020$89K@ $86.93Form 4
Mar 6, 2026PFSIChairman & CEOOpen-market saleCode S · indirect8,251$713K@ $86.42Form 4
Mar 6, 2026PFSIChairman & CEOOpen-market saleCode S · indirect729$62K@ $85.26Form 4
Feb 28, 2026PMTChairman and CEOShares withheld for tax or exercise priceCode F · direct5,791$71K@ $12.26Form 4
Feb 28, 2026PFSIChairman & CEOShares withheld for tax or exercise priceCode F · direct3,097$285K@ $91.93Form 4
Feb 24, 2026PMTChairman and CEOShares withheld for tax or exercise priceCode F · direct7,487$91K@ $12.15Form 4
Feb 24, 2026PFSIChairman & CEOShares withheld for tax or exercise priceCode F · direct3,106$281K@ $90.33Form 4
Feb 23, 2026PMTChairman and CEOGrant or awardCode A · direct64,814—Form 4
Feb 23, 2026PMTChairman and CEOShares withheld for tax or exercise priceCode F · direct7,769$95K@ $12.29Form 4
Feb 23, 2026PMTChairman and CEOShares withheld for tax or exercise priceCode F · direct5,453$67K@ $12.29Form 4
Feb 23, 2026PMTChairman and CEOShares withheld for tax or exercise priceCode F · direct6,009$74K@ $12.29Form 4
Feb 23, 2026PMTChairman and CEOOption exerciseCode M · direct14,399—Form 4
Feb 23, 2026PMTChairman and CEOOption exerciseCode M · direct10,106—Form 4
Feb 23, 2026PMTChairman and CEOOption exerciseCode M · direct11,138—Form 4
Feb 20, 2026PFSIChairman & CEOShares withheld for tax or exercise priceCode F · direct7,391$697K@ $94.33Form 4
Feb 20, 2026PFSIChairman & CEOOption exerciseCode M · direct13,699—Form 4
Feb 19, 2026PFSIChairman & CEOOpen-market saleCode S · direct528$51K@ $95.81Form 4
Feb 19, 2026PFSIChairman & CEOOpen-market saleCode S · direct733$70K@ $94.85Form 4
Feb 19, 2026PFSIChairman & CEOOpen-market saleCode S · direct1,689$159K@ $93.97Form 4
Feb 19, 2026PFSIChairman & CEOOpen-market saleCode S · indirect1,723$165K@ $95.81Form 4
Feb 19, 2026PFSIChairman & CEOOpen-market saleCode S · indirect2,451$232K@ $94.85Form 4
Feb 19, 2026PFSIChairman & CEOOpen-market saleCode S · indirect5,826$547K@ $93.97Form 4
Feb 14, 2026PFSIChairman & CEOShares withheld for tax or exercise priceCode F · direct2,987$275K@ $92.01Form 4
Feb 13, 2026PFSIChairman & CEOOther acquisition or dispositionCode J · direct25,000—Form 4
Feb 12, 2026PFSIChairman & CEOGrant or awardCode A · direct50,319—Form 4
Feb 12, 2026PFSIChairman & CEOGrant or awardCode A · direct19,810—Form 4
Jan 13, 2026PFSIChairman & CEOOpen-market saleCode S · indirect48$7K@ $146.29Form 4
Jan 13, 2026PFSIChairman & CEOOpen-market saleCode S · indirect5,080$739K@ $145.54Form 4
Jan 13, 2026PFSIChairman & CEOOpen-market saleCode S · indirect4,872$706K@ $144.81Form 4
Dec 16, 2025PFSIChairman & CEOOpen-market saleCode S · indirect538$70K@ $130.68Form 4
Dec 16, 2025PFSIChairman & CEOOpen-market saleCode S · indirect2,763$359K@ $130.07Form 4
Dec 16, 2025PFSIChairman & CEOOpen-market saleCode S · indirect1,699$219K@ $129.10Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.