13F Pro

SEC Form 4 reporting owner

Smyth Gerard P.

Smyth Gerard P. has filed 10 Form 4 transactions reported between January 26, 2026 and May 14, 2026, as EVP & Hd. of Tech. & Serv. Del, EVP & CIO of AMERIPRISE FINANCIAL INC.

Name as filed: Smyth Gerard P.

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$3.0M
1 lines
Companies
1
with Form 4 filings
Latest transaction
May 14, 2026
transaction date

Roles and reported holdings

  • AMPAMERIPRISE FINANCIAL INC
    Jan 26, 2026 – May 14, 2026

    EVP & Hd. of Tech. & Serv. Del, EVP & CIO

    Held directly6,103 sh as of May 14, 2026 · Form 4

    24 months: $3.0M sold

Transaction history

All 10 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
May 14, 2026AMPEVP & Hd. of Tech. & Serv. DelOpen-market saleCode S · direct6,255$3.0M@ $472.52Form 4
May 14, 2026AMPEVP & Hd. of Tech. & Serv. DelShares withheld for tax or exercise priceCode F · direct1,437$677K@ $471.22Form 4
May 14, 2026AMPEVP & Hd. of Tech. & Serv. DelOption exerciseCode M · direct2,221$367K@ $165.41Form 4
Feb 2, 2026AMPEVP & CIOGrant or awardCode A · direct3,315—Form 4
Feb 2, 2026AMPEVP & CIOGrant or awardCode A · direct1,014—Form 4
Jan 31, 2026AMPEVP & CIOShares withheld for tax or exercise priceCode F · direct136$72K@ $527.19Form 4
Jan 27, 2026AMPEVP & CIOShares withheld for tax or exercise priceCode F · direct97$48K@ $498.33Form 4
Jan 27, 2026AMPEVP & CIOShares withheld for tax or exercise priceCode F · direct1,115$556K@ $498.33Form 4
Jan 27, 2026AMPEVP & CIOGrant or awardCode A · direct2,887—Form 4
Jan 26, 2026AMPEVP & CIOShares withheld for tax or exercise priceCode F · direct114$57K@ $500.53Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.