SEC Form 4 reporting owner

Smith Tracy G

Smith Tracy G has filed 3 Form 4 transactions reported between January 31, 2026 and July 9, 2026, as EVP and CFO, SVP and CFO of OPTICAL CABLE CORP.

Name as filed: SMITH TRACY G

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$284K

2 lines

Companies

with Form 4 filings

Latest transaction

Jul 9, 2026

transaction date

Roles and reported holdings

OCCOPTICAL CABLE CORP
Jan 31, 2026 – Jul 9, 2026
EVP and CFO, SVP and CFO
Held directly329,826 sh as of Jul 9, 2026 · Form 4
24 months: $284K sold

Transaction history

All 3 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Jul 9, 2026	OCCEVP and CFO	Open-market saleCode S · direct	16,453	$17.23	$283K@ $17.23	329,826	Form 4
Jun 30, 2026	OCCEVP and CFO	Open-market saleCode S · direct	32	$22.00	$704@ $22.00	346,279	Form 4
Jan 31, 2026	OCCSVP and CFO	Shares withheld for tax or exercise priceCode F · direct	4,341	$4.93	$21K@ $4.93	346,311	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.