SEC Form 4 reporting owner

Siffermann William A

Siffermann William A has filed 5 Form 4 transactions reported between March 4, 2026 and March 5, 2026, as Vice President of NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, Vice President of Nuveen Quality Municipal Income Fund, Vice President of NUVEEN REAL ESTATE INCOME FUND, Vice President of Nuveen Multi-Asset Income Fund and Vice President of Nuveen Taxable Municipal Income Fund.

Name as filed: Siffermann William A

Open-market buys, 24 mo
$5K
5 lines
Open-market sales, 24 mo
None
reported
Companies
5
with Form 4 filings
Latest transaction
Mar 5, 2026
transaction date

Roles and reported holdings

  • NMZNUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
    Mar 5, 2026

    Vice President

    Held directly914 sh as of Mar 5, 2026 · Form 4

    24 months: $1K bought

  • NADNuveen Quality Municipal Income Fund
    Mar 5, 2026

    Vice President

    Held directly1,041 sh as of Mar 5, 2026 · Form 4

    24 months: $1K bought

  • JRSNUVEEN REAL ESTATE INCOME FUND
    Mar 5, 2026

    Vice President

    Held directly485 sh as of Mar 5, 2026 · Form 4

    24 months: $811 bought

  • NMAINuveen Multi-Asset Income Fund
    Mar 4, 2026

    Vice President

    Held directly330 sh as of Mar 4, 2026 · Form 4

    24 months: $1K bought

  • NBBNuveen Taxable Municipal Income Fund
    Mar 4, 2026

    Vice President

    Held directly615 sh as of Mar 4, 2026 · Form 4

    24 months: $1K bought

Transaction history

All 5 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Mar 5, 2026NMZVice PresidentOpen-market purchaseCode P · direct100$1K@ $10.48Form 4
Mar 5, 2026NADVice PresidentOpen-market purchaseCode P · direct100$1K@ $12.06Form 4
Mar 5, 2026JRSVice PresidentOpen-market purchaseCode P · direct100$811@ $8.11Form 4
Mar 4, 2026NMAIVice PresidentOpen-market purchaseCode P · direct75$1K@ $13.44Form 4
Mar 4, 2026NBBVice PresidentOpen-market purchaseCode P · direct75$1K@ $16.20Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.