SEC Form 4 reporting owner

Shurman Rodney Michael

Shurman Rodney Michael has filed 11 Form 4 transactions reported between February 10, 2026 and May 5, 2026, as Group President of CATERPILLAR INC.

Name as filed: Shurman Rodney Michael

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$6.4M

3 lines

Companies

with Form 4 filings

Latest transaction

May 5, 2026

transaction date

Roles and reported holdings

CATCATERPILLAR INC
Feb 10, 2026 – May 5, 2026
Group President
Held directly2,546 sh as of May 5, 2026 · Form 4
24 months: $6.4M sold

Transaction history

All 11 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
May 5, 2026	CATGroup President	Open-market saleCode S · direct	487	$903.55	$440K@ $903.55	2,546	Form 4
May 5, 2026	CATGroup President	Open-market saleCode S · direct	5,152	$903.14	$4.7M@ $903.14	3,033	Form 4
May 5, 2026	CATGroup President	Option exerciseCode M · direct	5,639	$253.98	$1.4M@ $253.98	8,185	Form 4
Mar 4, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	117	$738.42	$86K@ $738.42	2,546	Form 4
Mar 3, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	100	$719.13	$72K@ $719.13	2,663	Form 4
Mar 2, 2026	CATGroup President	Grant or awardCode A · direct	3,681	—	—	3,681	Form 4
Mar 2, 2026	CATGroup President	Grant or awardCode A · direct	1,320	—	—	2,763	Form 4
Feb 23, 2026	CATGroup President	Option exerciseCode M · direct	2,278	$253.98	$579K@ $253.98	3,721	Form 4
Feb 17, 2026	CATGroup President	Open-market saleCode S · direct	1,764	$763.39	$1.3M@ $763.39	1,440	Form 4
Feb 10, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	887	$744.83	$661K@ $744.83	3,204	Form 4
Feb 10, 2026	CATGroup President	Grant or awardCode A · direct	2,469	—	—	4,091	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.