13F Pro

SEC Form 4 reporting owner

Shook James

Shook James has filed 14 Form 4 transactions reported between November 3, 2025 and September 10, 2026, as Director of NORWOOD FINANCIAL CORP.

Name as filed: Shook James

Open-market buys, 24 mo
$219K
3 lines
Open-market sales, 24 mo
None
reported
Companies
1
with Form 4 filings
Latest transaction
Sep 10, 2026
transaction date

Roles and reported holdings

  • NWFLNORWOOD FINANCIAL CORP
    Nov 3, 2025 – Sep 10, 2026

    Director

    Held directly12,586 sh as of Jul 28, 2026 · Form 4
    Held indirectly (latest line)0 sh as of Nov 3, 2025 · Form 4

    24 months: $219K bought

Transaction history

All 14 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 10, 2026NWFLGrant or awardCode A · direct39$1K@ $34.47Form 4
Aug 10, 2026NWFLGrant or awardCode A · direct40$1K@ $34.02Form 4
Jul 28, 2026NWFLOpen-market purchaseCode P · direct3,100$107K@ $34.55Form 4
Jul 10, 2026NWFLGrant or awardCode A · direct43$1K@ $31.88Form 4
Jun 10, 2026NWFLGrant or awardCode A · direct45$1K@ $30.19Form 4
May 11, 2026NWFLGrant or awardCode A · direct45$1K@ $30.20Form 4
Apr 30, 2026NWFLDirectorOpen-market purchaseCode P · direct375$11K@ $29.06Form 4
Apr 10, 2026NWFLGrant or awardCode A · direct45$1K@ $30.39Form 4
Mar 11, 2026NWFLGrant or awardCode A · direct46$1K@ $29.40Form 4
Feb 11, 2026NWFLGrant or awardCode A · direct43$1K@ $31.62Form 4
Jan 28, 2026NWFLOpen-market purchaseCode P · direct3,500$101K@ $28.80Form 4
Jan 12, 2026NWFLGrant or awardCode A · direct105$3K@ $28.42Form 4
Dec 16, 2025NWFLGrant or awardCode A · indirect825$25K@ $29.80Form 4
Nov 3, 2025NWFLGiftCode G · indirect409—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.