SEC Form 4 reporting owner

Sarner Michael Scott

Sarner Michael Scott has filed 4 Form 4 transactions reported between February 27, 2026 and June 10, 2026, as President and CEO of CAPITAL SOUTHWEST CORP.

Name as filed: Sarner Michael Scott

Open-market buys, 24 mo
$59K
1 lines
Open-market sales, 24 mo
None
reported
Companies
1
with Form 4 filings
Latest transaction
Jun 10, 2026
transaction date

Roles and reported holdings

  • CSWCCAPITAL SOUTHWEST CORP
    Feb 27, 2026 – Jun 10, 2026

    President and CEO

    Held directly587,684 sh as of Jun 10, 2026 · Form 4

    24 months: $59K bought

Transaction history

All 4 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Jun 10, 2026CSWCPresident and CEOShares withheld for tax or exercise priceCode F · direct11,705$276K@ $23.54Form 4
Jun 9, 2026CSWCPresident and CEOGrant or awardCode A · direct140,000—Form 4
Jun 9, 2026CSWCPresident and CEOShares withheld for tax or exercise priceCode F · direct13,765$320K@ $23.28Form 4
Feb 27, 2026CSWCPresident and CEOOpen-market purchaseCode P · direct2,695$59K@ $21.90Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.