SEC Form 4 reporting owner

Rotsztain Diego

Rotsztain Diego has filed 14 Form 4 transactions reported between December 15, 2025 and September 16, 2026, as Chief Governance/Legal Officer of StoneX Group Inc..

Name as filed: Rotsztain Diego

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$8.8M
5 lines
Companies
1
with Form 4 filings
Latest transaction
Sep 16, 2026
transaction date

Roles and reported holdings

  • SNEXStoneX Group Inc.
    Dec 15, 2025 – Sep 16, 2026

    Chief Governance/Legal Officer

    Held directly34,870 sh as of Sep 16, 2026 · Form 4

    24 months: $8.8M sold

    4 lines are priced far from SNEX’s market price that day, so the filing may concern a different security. Left out of totals and holdings; see the filings.

Transaction history

All 14 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 16, 2026SNEXChief Governance/Legal OfficerOpen-market saleCode S · direct20,298$1.4M@ $67.13Form 4
Sep 14, 2026SNEXChief Governance/Legal OfficerOpen-market saleCode S · direct30,327$2.1M@ $68.83Form 4
Sep 14, 2026SNEXChief Governance/Legal OfficerOption exerciseCode M · direct50,625$621K@ $12.26Form 4
Jul 24, 2026SNEXChief Governance/Legal OfficerOpen-market saleCode S · direct20,630$1.5M@ $74.40Form 4
Jul 22, 2026SNEXChief Governance/Legal OfficerOpen-market saleCode S · direct29,995$2.2M@ $74.32Form 4
Jul 22, 2026SNEXChief Governance/Legal OfficerOption exerciseCode M · direct50,625$621K@ $12.26Form 4
May 20, 2026SNEXChief Governance/Legal OfficerOpen-market saleCode S · direct13,696$1.5M@ $112.79Form 4
May 18, 2026SNEXChief Governance/Legal OfficerOpen-market saleCode S · directPrice far from market; may be another security20,054$2.2M@ $111.48Form 4
May 18, 2026SNEXChief Governance/Legal OfficerOption exerciseCode M · direct33,750$621K@ $18.39Form 4
Dec 19, 2025SNEXChief Governance/Legal OfficerOpen-market saleCode S · directPrice far from market; may be another security2,029$192K@ $94.50Form 4
Dec 18, 2025SNEXChief Governance/Legal OfficerOpen-market saleCode S · directPrice far from market; may be another security2,477$235K@ $94.91Form 4
Dec 17, 2025SNEXChief Governance/Legal OfficerOpen-market saleCode S · directPrice far from market; may be another security1,348$130K@ $96.17Form 4
Dec 15, 2025SNEXChief Governance/Legal OfficerShares withheld for tax or exercise priceCode F · direct6,132$597K@ $97.43Form 4
Dec 15, 2025SNEXChief Governance/Legal OfficerGrant or awardCode A · direct5,821—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

4 open-market lines are priced outside 0.67×–1.5× of the stock’s closing price that day. A gap that large usually means the filing reports a different security than the company it is filed under, so those lines are shown but left out of totals and holdings.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.