SEC Form 4 reporting owner

Rothstein Stuart

Rothstein Stuart has filed 3 Form 4 transactions reported between December 15, 2025 and January 30, 2026, as President & CEO of Apollo Commercial Real Estate Finance, Inc..

Name as filed: ROTHSTEIN STUART

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$529K
1 lines
Companies
1
with Form 4 filings
Latest transaction
Jan 30, 2026
transaction date

Roles and reported holdings

  • ARIApollo Commercial Real Estate Finance, Inc.
    Dec 15, 2025 – Jan 30, 2026

    President & CEO

    Held directly277,676 sh as of Jan 30, 2026 · Form 4

    24 months: $529K sold

Transaction history

All 3 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Jan 30, 2026ARIPresident & CEOShares withheld for tax or exercise priceCode F · direct61,485$657K@ $10.68Form 4
Dec 30, 2025ARIPresident & CEOGrant or awardCode A · direct109,452—Form 4
Dec 15, 2025ARIPresident & CEOOpen-market saleCode S · direct52,072$529K@ $10.16Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.