13F Pro

SEC Form 4 reporting owner

Rothenstein David M

Rothenstein David M has filed 37 Form 4 transactions reported between December 15, 2025 and September 20, 2026, as EVP & Chief Strategy Officer, SVP and Chief Strategy Officer of CIENA CORP.

Name as filed: Rothenstein David M

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$9.4M
10 lines
Companies
1
with Form 4 filings
Latest transaction
Sep 20, 2026
transaction date

Roles and reported holdings

  • CIENCIENA CORP
    Dec 15, 2025 – Sep 20, 2026

    EVP & Chief Strategy Officer, SVP and Chief Strategy Officer

    Held directly175,381 sh as of Sep 20, 2026 · Form 4

    24 months: $9.4M sold

Transaction history

All 37 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 20, 2026CIENEVP & Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct220$77K@ $348.80Form 4
Sep 20, 2026CIENEVP & Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct436$152K@ $348.80Form 4
Sep 20, 2026CIENEVP & Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct811$283K@ $348.80Form 4
Sep 20, 2026CIENEVP & Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct204$71K@ $348.80Form 4
Sep 20, 2026CIENEVP & Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct679$237K@ $348.80Form 4
Sep 15, 2026CIENEVP & Chief Strategy OfficerOpen-market saleCode S · direct2,500$826K@ $330.48Form 4
Aug 14, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$1.1M@ $438.10Form 4
Jul 15, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$1.1M@ $420.91Form 4
Jun 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct220$94K@ $428.22Form 4
Jun 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct436$187K@ $428.22Form 4
Jun 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct811$347K@ $428.22Form 4
Jun 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct204$87K@ $428.22Form 4
Jun 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct679$291K@ $428.22Form 4
Jun 15, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$1.1M@ $457.07Form 4
May 15, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$1.4M@ $562.39Form 4
Apr 15, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$1.2M@ $467.65Form 4
Mar 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct220$84K@ $383.89Form 4
Mar 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct436$167K@ $383.89Form 4
Mar 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct811$311K@ $383.89Form 4
Mar 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct174$67K@ $383.89Form 4
Mar 20, 2026CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct472$181K@ $383.89Form 4
Mar 16, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$863K@ $345.00Form 4
Feb 17, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$750K@ $300.20Form 4
Jan 9, 2026CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$548K@ $219.28Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct1,557$359K@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct2,091$482K@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct1,819$419K@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct8,682$2.0M@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct439$101K@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct436$100K@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct811$187K@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct204$47K@ $230.34Form 4
Dec 20, 2025CIENSVP and Chief Strategy OfficerShares withheld for tax or exercise priceCode F · direct679$156K@ $230.34Form 4
Dec 16, 2025CIENSVP and Chief Strategy OfficerGrant or awardCode A · direct7,148—Form 4
Dec 16, 2025CIENSVP and Chief Strategy OfficerGrant or awardCode A · direct17,664—Form 4
Dec 16, 2025CIENSVP and Chief Strategy OfficerGrant or awardCode A · direct15,910—Form 4
Dec 15, 2025CIENSVP and Chief Strategy OfficerOpen-market saleCode S · direct2,500$552K@ $220.84Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.