13F Pro

SEC Form 4 reporting owner

Rothberg Richard J

Rothberg Richard J has filed 6 Form 4 transactions reported between March 15, 2026 and September 17, 2026, as General Counsel & Secretary of Dell Technologies Inc..

Name as filed: Rothberg Richard J

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$13.8M
3 lines
Companies
1
with Form 4 filings
Latest transaction
Sep 17, 2026
transaction date

Roles and reported holdings

  • DELLDell Technologies Inc.
    Mar 15, 2026 – Sep 17, 2026

    General Counsel & Secretary

    Held directly132,415 sh as of Sep 17, 2026 · Form 4

    24 months: $13.8M sold

Transaction history

All 6 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 17, 2026DELLGeneral Counsel & SecretaryOpen-market saleCode S · direct4,000$2.3M@ $583.36Form 4
Sep 11, 2026DELLGeneral Counsel & SecretaryOpen-market saleCode S · direct6,000$3.3M@ $547.55Form 4
Jun 15, 2026DELLGeneral Counsel & SecretaryOpen-market saleCode S · direct20,000$8.2M@ $410.00Form 4
Jun 3, 2026DELLGeneral Counsel & SecretaryGiftCode G · direct6,450—Form 4
Mar 15, 2026DELLGeneral Counsel & SecretaryGrant or awardCode A · direct100,057—Form 4
Mar 15, 2026DELLGeneral Counsel & SecretaryShares withheld for tax or exercise priceCode F · direct11,120$1.7M@ $151.62Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.