SEC Form 4 reporting owner

Meyer Seth H

Meyer Seth H has filed 13 Form 4 transactions reported between December 4, 2025 and September 9, 2026, as President, Chief Financial Officer of Hercules Capital, Inc..

Name as filed: Meyer Seth H

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

None

reported

Companies

with Form 4 filings

Latest transaction

Sep 9, 2026

transaction date

Roles and reported holdings

HCXYHercules Capital, Inc.
Dec 4, 2025 – Sep 9, 2026
President, Chief Financial Officer
Held directly435,600 sh as of Sep 9, 2026 · Form 4
1 line is priced far from HCXY’s market price that day, so the filing may concern a different security. Left out of totals and holdings; see the filings.

Transaction history

All 13 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Sep 9, 2026	HCXYPresident	Shares withheld for tax or exercise priceCode F · direct	5	$17.61	$88@ $17.61	435,600	Form 4
Jul 9, 2026	HCXYPresident	Shares withheld for tax or exercise priceCode F · direct	3,458	$15.69	$54K@ $15.69	435,605	Form 4
Jul 9, 2026	HCXYPresident	Shares withheld for tax or exercise priceCode F · direct	3,011	$15.69	$47K@ $15.69	439,063	Form 4
Jun 9, 2026	HCXYChief Financial Officer	Shares withheld for tax or exercise priceCode F · direct	5	$15.45	$77@ $15.45	442,074	Form 4
Apr 9, 2026	HCXYChief Financial Officer	Shares withheld for tax or exercise priceCode F · direct	3,011	$14.74	$44K@ $14.74	442,079	Form 4
Apr 9, 2026	HCXYChief Financial Officer	Shares withheld for tax or exercise priceCode F · direct	3,458	$14.74	$51K@ $14.74	445,090	Form 4
Mar 5, 2026	HCXYChief Financial Officer	Shares withheld for tax or exercise priceCode F · direct	5	$15.11	$76@ $15.11	448,548	Form 4
Feb 27, 2026	HCXYChief Financial Officer	Open-market purchaseCode P · directPrice far from market; may be another security	7,000	$14.33	$100K@ $14.33	448,553	Form 4
Jan 11, 2026	HCXYChief Financial Officer	Shares withheld for tax or exercise priceCode F · direct	4,052	$18.59	$75K@ $18.59	434,553	Form 4
Jan 9, 2026	HCXYChief Financial Officer	Shares withheld for tax or exercise priceCode F · direct	15,965	$18.59	$297K@ $18.59	438,605	Form 4
Jan 8, 2026	HCXYChief Financial Officer	Grant or awardCode A · direct	84,978	$18.24	$1.5M@ $18.24	454,570	Form 4
Dec 5, 2025	HCXYChief Financial Officer	Shares withheld for tax or exercise priceCode F · direct	20	—	—	369,592	Form 4
Dec 4, 2025	HCXYChief Financial Officer	Grant or awardCode A · direct	7,920	—	—	45,184	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

1 open-market line is priced outside 0.67×–1.5× of the stock’s closing price that day. A gap that large usually means the filing reports a different security than the company it is filed under, so those lines are shown but left out of totals and holdings.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.