SEC Form 4 reporting owner

Marks Judith Fran

Marks Judith Fran has filed 14 Form 4 transactions reported between February 3, 2026 and June 10, 2026, as Director of CATERPILLAR INC and Chair, CEO and President of Otis Worldwide Corp.

Name as filed: Marks Judith Fran

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$9.3M

2 lines

Companies

with Form 4 filings

Latest transaction

Jun 10, 2026

transaction date

Roles and reported holdings

CATCATERPILLAR INC
Jun 10, 2026
Director
No common-stock holding reported on a purchase, sale, gift or withholding line.
OTISOtis Worldwide Corp
Feb 3, 2026 – Feb 7, 2026
Chair, CEO and President
Held directly244,063 sh as of Feb 7, 2026 · Form 4
24 months: $9.3M sold

Transaction history

All 14 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Jun 10, 2026	CATDirector	Grant or awardCode A · direct	211	—	—	1,938	Form 4
Feb 7, 2026	OTISChair, CEO and President	Shares withheld for tax or exercise priceCode F · direct	5,318	$89.85	$478K@ $89.85	244,063	Form 4
Feb 7, 2026	OTISChair, CEO and President	Option exerciseCode M · direct	11,828	—	—	249,381	Form 4
Feb 6, 2026	OTISChair, CEO and President	Shares withheld for tax or exercise priceCode F · direct	5,306	$89.85	$477K@ $89.85	237,553	Form 4
Feb 6, 2026	OTISChair, CEO and President	Option exerciseCode M · direct	11,787	—	—	242,859	Form 4
Feb 5, 2026	OTISChair, CEO and President	Open-market saleCode S · direct	56,107	$90.89	$5.1M@ $90.89	231,072	Form 4
Feb 4, 2026	OTISChair, CEO and President	Disposition to issuerCode D · direct	135,692	$90.35	$12.3M@ $90.35	287,179	Form 4
Feb 4, 2026	OTISChair, CEO and President	Option exerciseCode M · direct	191,799	$63.92	$12.3M@ $63.92	422,871	Form 4
Feb 4, 2026	OTISChair, CEO and President	Open-market saleCode S · direct	46,780	$89.57	$4.2M@ $89.57	231,072	Form 4
Feb 4, 2026	OTISChair, CEO and President	Shares withheld for tax or exercise priceCode F · direct	8,281	$90.37	$748K@ $90.37	277,852	Form 4
Feb 4, 2026	OTISChair, CEO and President	Option exerciseCode M · direct	18,425	—	—	286,133	Form 4
Feb 3, 2026	OTISChair, CEO and President	Grant or awardCode A · direct	59,305	—	—	59,305	Form 4
Feb 3, 2026	OTISChair, CEO and President	Shares withheld for tax or exercise priceCode F · direct	12,073	$87.16	$1.1M@ $87.16	267,708	Form 4
Feb 3, 2026	OTISChair, CEO and President	Grant or awardCode A · direct	58,169	—	—	279,781	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.