SEC Form 4 reporting owner

Lamb David J

Lamb David J has filed 3 Form 4 transactions reported between December 30, 2025 and March 13, 2026, as Chief Administrative Officer of Nuveen Real Asset Income & Growth Fund and Vice President of NUVEEN FLOATING RATE INCOME FUND.

Name as filed: LAMB DAVID J

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$31K

1 lines

Companies

with Form 4 filings

Latest transaction

Mar 13, 2026

transaction date

Roles and reported holdings

JRINuveen Real Asset Income & Growth Fund
Mar 13, 2026
Chief Administrative Officer
No common-stock holding reported on a purchase, sale, gift or withholding line.
JFRNUVEEN FLOATING RATE INCOME FUND
Dec 30, 2025
Vice President
Held directly18,338 sh as of Dec 30, 2025 · Form 4
24 months: $31K sold

Transaction history

All 3 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Mar 13, 2026	JRIChief Administrative Officer	Option exerciseCode X · direct	1,968	$12.40	$24K@ $12.40	9,917	Form 4
Mar 13, 2026	JRIChief Administrative Officer	Option exerciseCode X · direct	7,872	$12.40	$98K@ $12.40	0	Form 4
Dec 30, 2025	JFRVice President	Open-market saleCode S · direct	4,000	$7.84	$31K@ $7.84	18,338	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.