13F Pro

SEC Form 4 reporting owner

Kathwari M Farooq

Kathwari M Farooq has filed 18 Form 4 transactions reported between December 4, 2025 and September 11, 2026, as Chairman, President & CEO of ETHAN ALLEN INTERIORS INC.

Name as filed: KATHWARI M FAROOQ

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$1.0M
11 lines
Companies
1
with Form 4 filings
Latest transaction
Sep 11, 2026
transaction date

Roles and reported holdings

  • ETDETHAN ALLEN INTERIORS INC
    Dec 4, 2025 – Sep 11, 2026

    Chairman, President & CEO

    Held directly1,466,299 sh as of Sep 11, 2026 · Form 4
    Held indirectly (latest line)22,077 sh as of Sep 2, 2026 · Form 4

    24 months: $1.0M sold

Transaction history

All 18 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 11, 2026ETDChairman, President & CEOShares withheld for tax or exercise priceCode F · direct7,204$158K@ $21.93Form 4
Sep 11, 2026ETDChairman, President & CEOOption exerciseCode M · direct7,973$175K@ $21.93Form 4
Sep 2, 2026ETDChairman, President & CEOOpen-market saleCode S · indirect265$7K@ $25.04Form 4
Sep 2, 2026ETDChairman, President & CEOOpen-market saleCode S · indirect266$7K@ $25.04Form 4
Sep 2, 2026ETDChairman, President & CEOOpen-market saleCode S · direct22,811$571K@ $25.04Form 4
Aug 10, 2026ETDChairman, President & CEOShares withheld for tax or exercise priceCode F · direct3,272$77K@ $23.51Form 4
Aug 7, 2026ETDChairman, President & CEOShares withheld for tax or exercise priceCode F · direct3,890$92K@ $23.71Form 4
Aug 6, 2026ETDChairman, President & CEOShares withheld for tax or exercise priceCode F · direct3,948$93K@ $23.51Form 4
Aug 5, 2026ETDChairman, President & CEOGrant or awardCode A · direct16,223—Form 4
Jan 22, 2026ETDChairman, President & CEOOpen-market saleCode S · indirect27$675@ $25.01Form 4
Jan 22, 2026ETDChairman, President & CEOOpen-market saleCode S · indirect25$625@ $25.01Form 4
Jan 22, 2026ETDChairman, President & CEOOpen-market saleCode S · direct2,168$54K@ $25.01Form 4
Dec 15, 2025ETDChairman, President & CEOOpen-market saleCode S · indirect6$150@ $25.05Form 4
Dec 15, 2025ETDChairman, President & CEOOpen-market saleCode S · indirect3$75@ $25.05Form 4
Dec 15, 2025ETDChairman, President & CEOOpen-market saleCode S · direct303$8K@ $25.05Form 4
Dec 11, 2025ETDChairman, President & CEOOpen-market saleCode S · indirect175$4K@ $25.01Form 4
Dec 11, 2025ETDChairman, President & CEOOpen-market saleCode S · direct15,000$375K@ $25.01Form 4
Dec 4, 2025ETDChairman, President & CEOGiftCode G · direct82,953$2.0M@ $24.11Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.