SEC Form 4 reporting owner

Kaiser Jason

Kaiser Jason has filed 17 Form 4 transactions reported between November 26, 2025 and August 26, 2026, as Group President of CATERPILLAR INC.

Name as filed: Kaiser Jason

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$5.0M

1 lines

Companies

with Form 4 filings

Latest transaction

Aug 26, 2026

transaction date

Roles and reported holdings

CATCATERPILLAR INC
Nov 26, 2025 – Aug 26, 2026
Group President
Held directly9,300 sh as of May 6, 2026 · Form 4
24 months: $5.0M sold

Transaction history

All 17 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Aug 26, 2026	CATGroup President	Grant or awardCode A · direct	11	$821.93	$9K@ $821.93	5,476	Form 4
Jul 24, 2026	CATGroup President	Grant or awardCode A · direct	10	$888.73	$9K@ $888.73	5,567	Form 4
Jun 26, 2026	CATGroup President	Grant or awardCode A · direct	5	$997.47	$5K@ $997.47	5,831	Form 4
May 6, 2026	CATGroup President	GiftCode G · direct	294	—	—	9,300	Form 4
May 4, 2026	CATGroup President	Open-market saleCode S · direct	5,642	$883.03	$5.0M@ $883.03	9,594	Form 4
May 4, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	2,275	$883.50	$2.0M@ $883.50	15,236	Form 4
May 4, 2026	CATGroup President	Option exerciseCode M · direct	7,917	$253.98	$2.0M@ $253.98	17,511	Form 4
Mar 13, 2026	CATGroup President	Grant or awardCode A · direct	186	$693.99	$129K@ $693.99	5,564	Form 4
Mar 6, 2026	CATGroup President	Grant or awardCode A · direct	106	$680.90	$72K@ $680.90	5,520	Form 4
Mar 4, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	368	$738.42	$272K@ $738.42	9,594	Form 4
Mar 3, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	358	$719.13	$257K@ $719.13	9,962	Form 4
Mar 2, 2026	CATGroup President	Grant or awardCode A · direct	4,601	—	—	4,601	Form 4
Mar 2, 2026	CATGroup President	Grant or awardCode A · direct	1,650	—	—	10,320	Form 4
Feb 10, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	779	$744.83	$580K@ $744.83	10,351	Form 4
Feb 10, 2026	CATGroup President	Grant or awardCode A · direct	2,469	—	—	11,130	Form 4
Dec 26, 2025	CATGroup President	Grant or awardCode A · direct	13	$583.00	$8K@ $583.00	5,228	Form 4
Nov 26, 2025	CATGroup President	Grant or awardCode A · direct	13	$573.73	$7K@ $573.73	5,132	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.