SEC Form 4 reporting owner

Johnson Denise C

Johnson Denise C has filed 34 Form 4 transactions reported between January 12, 2026 and May 14, 2026, as Group President of CATERPILLAR INC.

Name as filed: Johnson Denise C

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$43.7M

18 lines

Companies

with Form 4 filings

Latest transaction

May 14, 2026

transaction date

Roles and reported holdings

CATCATERPILLAR INC
Jan 12, 2026 – May 14, 2026
Group President
Held directly49,825 sh as of May 14, 2026 · Form 4
24 months: $43.7M sold

Transaction history

All 34 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
May 14, 2026	CATGroup President	Open-market saleCode S · direct	1,605	$911.92	$1.5M@ $911.92	49,825	Form 4
May 14, 2026	CATGroup President	Open-market saleCode S · direct	402	$910.65	$366K@ $910.65	51,430	Form 4
May 14, 2026	CATGroup President	Open-market saleCode S · direct	1,568	$909.70	$1.4M@ $909.70	51,832	Form 4
May 14, 2026	CATGroup President	Open-market saleCode S · direct	2,302	$908.76	$2.1M@ $908.76	53,400	Form 4
May 14, 2026	CATGroup President	Open-market saleCode S · direct	1,191	$907.98	$1.1M@ $907.98	55,702	Form 4
May 14, 2026	CATGroup President	Open-market saleCode S · direct	1,491	$906.73	$1.4M@ $906.73	56,893	Form 4
May 14, 2026	CATGroup President	Open-market saleCode S · direct	2,259	$905.73	$2.0M@ $905.73	58,384	Form 4
May 14, 2026	CATGroup President	Open-market saleCode S · direct	1,787	$904.70	$1.6M@ $904.70	60,643	Form 4
May 14, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	3,473	$910.55	$3.2M@ $910.55	62,430	Form 4
May 14, 2026	CATGroup President	Option exerciseCode M · direct	16,078	$196.70	$3.2M@ $196.70	65,903	Form 4
May 13, 2026	CATGroup President	Open-market saleCode S · direct	2,650	$910.24	$2.4M@ $910.24	49,825	Form 4
May 13, 2026	CATGroup President	Open-market saleCode S · direct	3,546	$909.46	$3.2M@ $909.46	52,475	Form 4
May 13, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	1,704	$911.61	$1.6M@ $911.61	56,021	Form 4
May 13, 2026	CATGroup President	Option exerciseCode M · direct	7,900	$196.70	$1.6M@ $196.70	57,725	Form 4
Mar 4, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	346	$738.42	$255K@ $738.42	49,825	Form 4
Mar 3, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	337	$719.13	$242K@ $719.13	50,171	Form 4
Mar 2, 2026	CATGroup President	Grant or awardCode A · direct	4,601	—	—	4,601	Form 4
Mar 2, 2026	CATGroup President	Grant or awardCode A · direct	1,650	—	—	50,508	Form 4
Feb 10, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	3,563	$744.83	$2.7M@ $744.83	48,842	Form 4
Feb 10, 2026	CATGroup President	Grant or awardCode A · direct	9,055	—	—	52,405	Form 4
Feb 4, 2026	CATGroup President	Other acquisition or dispositionCode J · direct	10,946	$691.82	$7.6M@ $691.82	0	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	1,138	$684.93	$779K@ $684.93	43,350	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	2,258	$683.90	$1.5M@ $683.90	44,488	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	2,761	$682.84	$1.9M@ $682.84	46,746	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	2,994	$681.69	$2.0M@ $681.69	49,507	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	20,145	$680.76	$13.7M@ $680.76	52,501	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	1,431	$680.11	$973K@ $680.11	72,646	Form 4
Feb 2, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	14,564	$683.39	$10.0M@ $683.39	74,077	Form 4
Feb 2, 2026	CATGroup President	Option exerciseCode M · direct	45,291	$219.76	$10.0M@ $219.76	86,641	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	7,411	$680.11	$5.0M@ $680.11	43,350	Form 4
Feb 2, 2026	CATGroup President	Open-market saleCode S · direct	1,000	$678.52	$679K@ $678.52	50,761	Form 4
Feb 2, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	3,399	$683.39	$2.3M@ $683.39	51,761	Form 4
Feb 2, 2026	CATGroup President	Option exerciseCode M · direct	11,810	$196.70	$2.3M@ $196.70	55,160	Form 4
Jan 12, 2026	CATGroup President	Shares withheld for tax or exercise priceCode F · direct	473	$621.97	$294K@ $621.97	43,350	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.