13F Pro

SEC Form 4 reporting owner

Jeffs Roger

Jeffs Roger has filed 38 Form 4 transactions reported between January 9, 2026 and July 13, 2026, as Chief Executive Officer of Liquidia Corp and a reporting owner of Axsome Therapeutics, Inc..

Name as filed: JEFFS ROGER

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$31.4M
28 lines
Companies
2
with Form 4 filings
Latest transaction
Jul 13, 2026
transaction date

Roles and reported holdings

  • LQDALiquidia Corp
    Jan 9, 2026 – Jul 13, 2026

    Chief Executive Officer

    Held directly1,130,426 sh as of Jul 13, 2026 · Form 4
    Held indirectly (latest line)1,041,667 sh as of May 27, 2026 · Form 4

    24 months: $31.2M sold

  • AXSMAxsome Therapeutics, Inc.
    Jun 5, 2026 – Jun 11, 2026

    Reporting owner

    Held directly58,367 sh as of Jun 11, 2026 · Form 4

    24 months: $142K sold

Transaction history

All 38 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Jul 13, 2026LQDAChief Executive OfficerOpen-market saleCode S · direct32,744$2.3M@ $71.52Form 4
Jul 13, 2026LQDAChief Executive OfficerOpen-market saleCode S · direct2,505$179K@ $71.39Form 4
Jul 10, 2026LQDAChief Executive OfficerOption exerciseCode M · direct14,333—Form 4
Jul 10, 2026LQDAChief Executive OfficerOption exerciseCode M · direct13,834—Form 4
Jun 11, 2026AXSMOpen-market saleCode S · direct286$71K@ $249.12Form 4
Jun 10, 2026AXSMOpen-market saleCode S · direct286$70K@ $246.18Form 4
Jun 8, 2026AXSMOption exerciseCode M · direct1,429—Form 4
Jun 5, 2026AXSMGrant or awardCode A · direct1,721—Form 4
May 27, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect6,428$400K@ $62.18Form 4
May 26, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.5M@ $60.38Form 4
May 22, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.5M@ $61.52Form 4
May 21, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.5M@ $61.13Form 4
May 20, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.5M@ $61.30Form 4
May 19, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.5M@ $58.65Form 4
May 18, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.4M@ $56.77Form 4
May 15, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.4M@ $57.04Form 4
May 14, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.5M@ $58.62Form 4
May 13, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.4M@ $56.29Form 4
May 12, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.4M@ $54.04Form 4
May 11, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.0M@ $41.50Form 4
May 8, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.1M@ $42.14Form 4
May 7, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.1M@ $42.09Form 4
May 6, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.0M@ $40.78Form 4
May 5, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.0M@ $40.10Form 4
Apr 17, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect18,839$765K@ $40.60Form 4
Apr 16, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.0M@ $40.31Form 4
Apr 15, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.0M@ $40.14Form 4
Apr 14, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect3,300$132K@ $40.00Form 4
Apr 13, 2026LQDAChief Executive OfficerOpen-market saleCode S · direct32,744$1.3M@ $38.37Form 4
Apr 10, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect21,433$860K@ $40.12Form 4
Apr 10, 2026LQDAChief Executive OfficerOption exerciseCode M · direct14,333—Form 4
Apr 10, 2026LQDAChief Executive OfficerOption exerciseCode M · direct13,834—Form 4
Apr 9, 2026LQDAChief Executive OfficerOpen-market saleCode S · indirect25,000$1.0M@ $40.12Form 4
Jan 16, 2026LQDAChief Executive OfficerGrant or awardCode A · direct173,016—Form 4
Jan 16, 2026LQDAChief Executive OfficerGrant or awardCode A · direct115,344—Form 4
Jan 12, 2026LQDAChief Executive OfficerOpen-market saleCode S · direct66,610$2.5M@ $37.43Form 4
Jan 9, 2026LQDAChief Executive OfficerOption exerciseCode M · direct57,332—Form 4
Jan 9, 2026LQDAChief Executive OfficerOption exerciseCode M · direct13,833—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.