SEC Form 4 reporting owner

Harper Allen C

Harper Allen C has filed 10 Form 4 transactions reported between February 19, 2026 and July 8, 2026, as Interim CEO, 10% owner of Rocky Mountain Chocolate Factory, Inc..

Name as filed: Harper Allen C

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$351K

9 lines

Companies

with Form 4 filings

Latest transaction

Jul 8, 2026

transaction date

Roles and reported holdings

RMCFRocky Mountain Chocolate Factory, Inc.
Feb 19, 2026 – Jul 8, 2026
Interim CEO, 10% owner
Held indirectly (latest line)860,000 sh as of May 4, 2026 · Form 4
24 months: $351K sold

Transaction history

All 10 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Jul 8, 2026	RMCFInterim CEO	Grant or awardCode A · direct	107,399	—	—	124,519	Form 4
May 4, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	50,000	$2.45	$123K@ $2.45	860,000	Form 4
May 1, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	35,900	$2.45	$88K@ $2.45	910,000	Form 4
Mar 5, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	8,918	$2.60	$23K@ $2.60	945,900	Form 4
Mar 4, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	11,297	$2.60	$29K@ $2.60	954,818	Form 4
Feb 27, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	5,241	$2.60	$14K@ $2.60	966,115	Form 4
Feb 26, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	18,715	$2.61	$49K@ $2.61	971,356	Form 4
Feb 25, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	430	$2.60	$1K@ $2.60	990,071	Form 4
Feb 20, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	7,499	$2.60	$20K@ $2.60	990,501	Form 4
Feb 19, 2026	RMCF10% owner	Open-market saleCode S · indirectAlso reported by American Heritage Railways, Inc.	2,000	$2.62	$5K@ $2.62	998,000	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.