SEC Form 4 reporting owner

Golten Alex S

Golten Alex S has filed 12 Form 4 transactions reported between January 16, 2026 and April 23, 2026, as CHIEF RISK OFFICER of GOLDMAN SACHS GROUP INC.

Name as filed: GOLTEN ALEX S

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$4.2M
9 lines
Companies
1
with Form 4 filings
Latest transaction
Apr 23, 2026
transaction date

Roles and reported holdings

  • GSGOLDMAN SACHS GROUP INC
    Jan 16, 2026 – Apr 23, 2026

    CHIEF RISK OFFICER

    Held directly2,578 sh as of Apr 23, 2026 · Form 4
    Held indirectly (latest line)0 sh as of Feb 9, 2026 · Form 4

    24 months: $4.2M sold

Transaction history

All 12 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Apr 23, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · direct535$501K@ $936.71Form 4
Apr 23, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · direct581$544K@ $935.70Form 4
Apr 17, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · direct706$649K@ $919.61Form 4
Apr 17, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · direct409$376K@ $918.46Form 4
Feb 9, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · indirect307$288K@ $938.01Form 4
Feb 9, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · indirect545$511K@ $936.80Form 4
Feb 9, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · indirect240$225K@ $935.66Form 4
Feb 9, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · direct360$336K@ $934.05Form 4
Feb 9, 2026GSCHIEF RISK OFFICEROpen-market saleCode S · direct840$784K@ $932.98Form 4
Jan 23, 2026GSCHIEF RISK OFFICERShares withheld for tax or exercise priceCode F · direct2,904$2.8M@ $954.65Form 4
Jan 23, 2026GSCHIEF RISK OFFICEROption exerciseCode M · direct5,482—Form 4
Jan 16, 2026GSCHIEF RISK OFFICERGrant or awardCode A · direct2,647—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.