13F Pro

SEC Form 4 reporting owner

Gates Greg

Gates Greg has filed 13 Form 4 transactions reported between December 5, 2025 and August 20, 2026, as Group Managing Director of LPL Financial Holdings Inc..

Name as filed: Gates Greg

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$1.7M
7 lines
Companies
1
with Form 4 filings
Latest transaction
Aug 20, 2026
transaction date

Roles and reported holdings

  • LPLALPL Financial Holdings Inc.
    Dec 5, 2025 – Aug 20, 2026

    Group Managing Director

    Held directly23,602 sh as of Aug 20, 2026 · Form 4

    24 months: $1.7M sold

Transaction history

All 13 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Aug 20, 2026LPLAGroup Managing DirectorOpen-market saleCode S · direct4,119$1.5M@ $355.38Form 4
Aug 20, 2026LPLAGroup Managing DirectorOption exerciseCode M · direct7,189$557K@ $77.53Form 4
Jun 12, 2026LPLAGroup Managing DirectorShares withheld for tax or exercise priceCode F · direct232$69K@ $295.66Form 4
Feb 25, 2026LPLAGroup Managing DirectorGrant or awardCode A · direct2,807—Form 4
Feb 25, 2026LPLAGroup Managing DirectorGrant or awardCode A · direct2,774—Form 4
Feb 25, 2026LPLAGroup Managing DirectorShares withheld for tax or exercise priceCode F · direct1,293$412K@ $318.47Form 4
Feb 25, 2026LPLAGroup Managing DirectorGrant or awardCode A · direct1,856—Form 4
Dec 5, 2025LPLAGroup Managing DirectorOpen-market saleCode S · direct39$15K@ $373.09Form 4
Dec 5, 2025LPLAGroup Managing DirectorOpen-market saleCode S · direct85$32K@ $372.32Form 4
Dec 5, 2025LPLAGroup Managing DirectorOpen-market saleCode S · direct410$152K@ $371.20Form 4
Dec 5, 2025LPLAGroup Managing DirectorOpen-market saleCode S · direct136$50K@ $370.44Form 4
Dec 5, 2025LPLAGroup Managing DirectorOpen-market saleCode S · direct34$13K@ $368.70Form 4
Dec 5, 2025LPLAGroup Managing DirectorOpen-market saleCode S · direct46$17K@ $367.95Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.