SEC Form 4 reporting owner

Gabelli Mario J

Gabelli Mario J has filed 35 Form 4 transactions reported between December 5, 2025 and July 16, 2026, as 10% owner of LGL GROUP INC, Director of GABELLI EQUITY TRUST INC, 10% owner of GAMCO Natural Resources, Gold & Income Trust, Director of GABELLI MULTIMEDIA TRUST INC., Director of GDL FUND, Director of GABELLI DIVIDEND & INCOME TRUST, Director of Gabelli Healthcare & WellnessRx Trust and Director of BANCROFT FUND LTD.

Name as filed: GABELLI MARIO J

Open-market buys, 24 mo
$18.9M
11 lines
Open-market sales, 24 mo
$143K
8 lines
Companies
8
with Form 4 filings
Latest transaction
Jul 16, 2026
transaction date

Roles and reported holdings

  • LGLLGL GROUP INC
    Dec 30, 2025 – Jul 16, 2026

    10% owner

    Held indirectly (latest line)572,324 sh as of Dec 30, 2025 · Form 4

    24 months: $453K bought

    1 line is priced far from LGL’s market price that day, so the filing may concern a different security. Left out of totals and holdings; see the filings.

  • GABGABELLI EQUITY TRUST INC
    Dec 26, 2025 – Apr 28, 2026

    Director

    No common-stock holding reported on a purchase, sale, gift or withholding line.

    2 lines are priced far from GAB’s market price that day, so the filing may concern a different security. Left out of totals and holdings; see the filings.

  • GNTGAMCO Natural Resources, Gold & Income Trust
    Mar 20, 2026

    10% owner

    No common-stock holding reported on a purchase, sale, gift or withholding line.

  • GGTGABELLI MULTIMEDIA TRUST INC.
    Dec 5, 2025 – Feb 24, 2026

    Director

    Held indirectly (latest line)1,158,396 sh as of Feb 24, 2026 · Form 4

    24 months: $101K bought · $100K sold

  • GDLGDL FUND
    Jan 9, 2026 – Feb 23, 2026

    Director

    Held directly2,747,977 sh as of Feb 23, 2026 · Form 4

    24 months: $14K sold

  • GDVGABELLI DIVIDEND & INCOME TRUST
    Dec 26, 2025 – Feb 17, 2026

    Director

    Held indirectly (latest line)25,000 sh as of Feb 17, 2026 · Form 4

    24 months: $289K bought

    4 lines are priced far from GDV’s market price that day, so the filing may concern a different security. Left out of totals and holdings; see the filings.

  • GRXGabelli Healthcare & WellnessRx Trust
    Dec 26, 2025 – Jan 12, 2026

    Director

    Held directly1,000,000 sh as of Dec 26, 2025 · Form 4
    Held indirectly (latest line)10,000 sh as of Jan 12, 2026 · Form 4

    24 months: $18.1M bought

  • BCVBANCROFT FUND LTD
    Jan 5, 2026

    Director

    Held indirectly (latest line)25,700 sh as of Jan 5, 2026 · Form 4

    24 months: $29K sold

Transaction history

All 35 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Jul 16, 2026LGL10% ownerOption exerciseCode X · indirect572,324$3.9M@ $6.90Form 4
Jul 16, 2026LGL10% ownerOption exerciseCode X · direct621,928$4.3M@ $6.90Form 4
Jun 15, 2026LGL10% ownerOpen-market saleCode S · directPrice far from market; may be another security10,342$124@ $0.0120Form 4
Apr 28, 2026GABDirectorOther acquisition or dispositionCode J · indirect84,168$421K@ $5.00Form 4
Apr 28, 2026GABDirectorOther acquisition or dispositionCode J · direct156,197$781K@ $5.00Form 4
Mar 20, 2026GNT10% ownerOther acquisition or dispositionCode J · indirect250,000$2.5M@ $10.00Form 4
Mar 20, 2026GNT10% ownerOther acquisition or dispositionCode J · indirect190,000$1.9M@ $10.00Form 4
Feb 24, 2026GGTDirectorOpen-market purchaseCode P · indirect25,000$101K@ $4.06Form 4
Feb 23, 2026GDLDirectorOpen-market saleCode S · direct800$7K@ $8.52Form 4
Feb 17, 2026GDVDirectorOpen-market purchaseCode P · indirect4,500$131K@ $29.09Form 4
Jan 27, 2026GDVDirectorOpen-market purchaseCode P · indirect5,500$158K@ $28.72Form 4
Jan 16, 2026LGL10% ownerOption exerciseCode M · direct169,993$807K@ $4.75Form 4
Jan 12, 2026GRXDirectorOpen-market purchaseCode P · indirect1,010$10K@ $9.58Form 4
Jan 12, 2026GRXDirectorOpen-market purchaseCode P · indirect3,800$36K@ $9.58Form 4
Jan 9, 2026GDLDirectorOpen-market saleCode S · direct800$7K@ $8.39Form 4
Jan 8, 2026GRXDirectorOpen-market purchaseCode P · indirect990$9K@ $9.58Form 4
Jan 5, 2026BCVDirectorOpen-market saleCode S · indirect1,300$29K@ $22.25Form 4
Dec 30, 2025LGL10% ownerOpen-market purchaseCode P · indirect95,387$453K@ $4.75Form 4
Dec 26, 2025GRXDirectorOpen-market purchaseCode P · indirect100,000$1.0M@ $10.00Form 4
Dec 26, 2025GRXDirectorOpen-market purchaseCode P · direct1,000,000$10.0M@ $10.00Form 4
Dec 26, 2025GRXDirectorOpen-market purchaseCode P · indirect200,000$2.0M@ $10.00Form 4
Dec 26, 2025GRXDirectorOpen-market purchaseCode P · indirect500,000$5.0M@ $10.00Form 4
Dec 26, 2025GABDirectorOther acquisition or dispositionCode J · indirect50,000$5.0M@ $100.00Form 4
Dec 26, 2025GABDirectorOther acquisition or dispositionCode J · direct16,750$1.7M@ $100.00Form 4
Dec 26, 2025GABDirectorOpen-market purchaseCode P · directPrice far from market; may be another security167,500$1.7M@ $10.00Form 4
Dec 26, 2025GABDirectorOpen-market purchaseCode P · indirectPrice far from market; may be another security500,000$5.0M@ $10.00Form 4
Dec 26, 2025GDVDirectorOpen-market purchaseCode P · directPrice far from market; may be another security2,218,500$22.2M@ $10.00Form 4
Dec 26, 2025GDVDirectorOpen-market purchaseCode P · indirectPrice far from market; may be another security200,000$2.0M@ $10.00Form 4
Dec 26, 2025GDVDirectorOpen-market purchaseCode P · indirectPrice far from market; may be another security3,000,000$30.0M@ $10.00Form 4
Dec 26, 2025GDVDirectorOpen-market purchaseCode P · indirectPrice far from market; may be another security400,000$4.0M@ $10.00Form 4
Dec 11, 2025GGTDirectorOpen-market saleCode S · indirect9,000$38K@ $4.20Form 4
Dec 10, 2025GGTDirectorOpen-market saleCode S · indirect2,000$8K@ $4.18Form 4
Dec 9, 2025GGTDirectorOpen-market saleCode S · indirect2,000$8K@ $4.18Form 4
Dec 8, 2025GGTDirectorOpen-market saleCode S · indirect9,000$38K@ $4.17Form 4
Dec 5, 2025GGTDirectorOpen-market saleCode S · indirect2,000$8K@ $4.15Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

7 open-market lines are priced outside 0.67×–1.5× of the stock’s closing price that day. A gap that large usually means the filing reports a different security than the company it is filed under, so those lines are shown but left out of totals and holdings.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.