13F Pro

SEC Form 4 reporting owner

Fish James C Jr

Fish James C Jr has filed 8 Form 4 transactions reported between December 19, 2025 and June 10, 2026, as Director of CATERPILLAR INC and Chief Executive Officer of WASTE MANAGEMENT INC.

Name as filed: Fish James C Jr

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$8.5M
3 lines
Companies
2
with Form 4 filings
Latest transaction
Jun 10, 2026
transaction date

Roles and reported holdings

  • CATCATERPILLAR INC
    Dec 19, 2025 – Jun 10, 2026

    Director

    Held directly3,475 sh as of Dec 19, 2025 · Form 4
  • WMWASTE MANAGEMENT INC
    Jan 29, 2026 – Mar 3, 2026

    Chief Executive Officer

    Held directly220,087 sh as of Feb 10, 2026 · Form 4

    24 months: $8.5M sold

Transaction history

All 8 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Jun 10, 2026CATDirectorGrant or awardCode A · direct211—Form 4
Mar 3, 2026WMChief Executive OfficerGrant or awardCode A · direct57,034—Form 4
Feb 10, 2026WMChief Executive OfficerOpen-market saleCode S · direct5,706$1.3M@ $230.87Form 4
Feb 9, 2026WMChief Executive OfficerOpen-market saleCode S · direct30,390$7.0M@ $230.36Form 4
Feb 6, 2026WMChief Executive OfficerOpen-market saleCode S · direct657$151K@ $230.00Form 4
Jan 29, 2026WMChief Executive OfficerShares withheld for tax or exercise priceCode F · direct22,763$5.2M@ $226.41Form 4
Jan 29, 2026WMChief Executive OfficerGrant or awardCode A · direct59,516$13.5M@ $226.41Form 4
Dec 19, 2025CATDirectorGiftCode G · direct1,000—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.