13F Pro

SEC Form 4 reporting owner

Fassino Anthony D.

Fassino Anthony D. has filed 22 Form 4 transactions reported between January 12, 2026 and May 11, 2026, as Group President of CATERPILLAR INC.

Name as filed: Fassino Anthony D.

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$41.2M
7 lines
Companies
1
with Form 4 filings
Latest transaction
May 11, 2026
transaction date

Roles and reported holdings

  • CATCATERPILLAR INC
    Jan 12, 2026 – May 11, 2026

    Group President

    Held directly46,041 sh as of May 11, 2026 · Form 4

    24 months: $41.2M sold

Transaction history

All 22 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
May 11, 2026CATGroup PresidentOpen-market saleCode S · direct843$774K@ $917.73Form 4
May 11, 2026CATGroup PresidentOpen-market saleCode S · direct15,440$14.2M@ $916.75Form 4
May 11, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct5,120$4.7M@ $918.65Form 4
May 11, 2026CATGroup PresidentOption exerciseCode M · direct21,403$4.7M@ $219.76Form 4
May 6, 2026CATGroup PresidentOpen-market saleCode S · direct350$324K@ $926.83Form 4
May 6, 2026CATGroup PresidentOpen-market saleCode S · direct8,802$8.2M@ $926.23Form 4
May 6, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct2,848$2.6M@ $925.74Form 4
May 6, 2026CATGroup PresidentOption exerciseCode M · direct12,000$2.6M@ $219.76Form 4
Mar 4, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct346$255K@ $738.42Form 4
Mar 3, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct337$242K@ $719.13Form 4
Feb 13, 2026CATGroup PresidentOpen-market saleCode S · direct7,891$6.1M@ $776.90Form 4
Feb 13, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct3,109$2.4M@ $777.41Form 4
Feb 13, 2026CATGroup PresidentOption exerciseCode M · direct11,000$2.4M@ $219.76Form 4
Feb 10, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct3,563$2.7M@ $744.83Form 4
Feb 10, 2026CATGroup PresidentGrant or awardCode A · direct9,055—Form 4
Feb 6, 2026CATGroup PresidentOpen-market saleCode S · direct6,033$4.4M@ $722.15Form 4
Feb 6, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct2,255$1.6M@ $722.80Form 4
Feb 6, 2026CATGroup PresidentOption exerciseCode M · direct8,288$1.6M@ $196.70Form 4
Feb 2, 2026CATGroup PresidentOpen-market saleCode S · direct10,671$7.3M@ $680.45Form 4
Feb 2, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct4,329$2.9M@ $681.45Form 4
Feb 2, 2026CATGroup PresidentOption exerciseCode M · direct15,000$3.0M@ $196.70Form 4
Jan 12, 2026CATGroup PresidentShares withheld for tax or exercise priceCode F · direct473$294K@ $621.97Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.