SEC Form 4 reporting owner

Diao H.C. Charles

Diao H.C. Charles has filed 3 Form 4 transactions reported between December 15, 2025 and May 11, 2026, as Director of Turning Point Brands, Inc. and Director of GRIFFON CORP.

Name as filed: Diao H.C. Charles

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$216K
1 lines
Companies
2
with Form 4 filings
Latest transaction
May 11, 2026
transaction date

Roles and reported holdings

  • TPBTurning Point Brands, Inc.
    Dec 15, 2025 – May 11, 2026

    Director

    Held directly9,804 sh as of Dec 15, 2025 · Form 4

    24 months: $216K sold

  • GFFGRIFFON CORP
    Feb 18, 2026

    Director

    No common-stock holding reported on a purchase, sale, gift or withholding line.

Transaction history

All 3 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
May 11, 2026TPBDirectorGrant or awardCode A · direct1,295$120K@ $92.71Form 4
Feb 18, 2026GFFDirectorGrant or awardCode A · direct1,340—Form 4
Dec 15, 2025TPBDirectorOpen-market saleCode S · direct2,000$216K@ $108.20Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.