13F Pro

SEC Form 4 reporting owner

Creed Joseph E

Creed Joseph E has filed 38 Form 4 transactions reported between November 26, 2025 and August 28, 2026, as Chief Executive Officer, CEO of CATERPILLAR INC.

Name as filed: Creed Joseph E

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$28.0M
19 lines
Companies
1
with Form 4 filings
Latest transaction
Aug 28, 2026
transaction date

Roles and reported holdings

  • CATCATERPILLAR INC
    Nov 26, 2025 – Aug 28, 2026

    Chief Executive Officer, CEO

    Held directly34,555 sh as of Aug 28, 2026 · Form 4

    24 months: $28.0M sold

Transaction history

All 38 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct4,831$3.9M@ $813.72Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct1,280$1.0M@ $812.09Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct5,035$4.1M@ $811.31Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct3,041$2.5M@ $810.31Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct2,137$1.7M@ $809.08Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct2,639$2.1M@ $808.20Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct6,135$5.0M@ $807.41Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct3,382$2.7M@ $806.31Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct1,351$1.1M@ $805.36Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct520$418K@ $803.86Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct750$603K@ $803.39Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct280$225K@ $802.10Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct540$433K@ $801.10Form 4
Aug 28, 2026CATChief Executive OfficerOpen-market saleCode S · direct480$384K@ $800.19Form 4
Aug 28, 2026CATChief Executive OfficerShares withheld for tax or exercise priceCode F · direct12,002$9.8M@ $812.98Form 4
Aug 28, 2026CATChief Executive OfficerOption exerciseCode M · direct44,403$9.8M@ $219.76Form 4
Aug 26, 2026CATChief Executive OfficerGrant or awardCode A · direct19$16K@ $821.93Form 4
Jul 24, 2026CATChief Executive OfficerGrant or awardCode A · direct18$16K@ $888.73Form 4
Jun 26, 2026CATChief Executive OfficerGrant or awardCode A · direct16$16K@ $997.47Form 4
May 26, 2026CATChief Executive OfficerGrant or awardCode A · direct18$16K@ $908.55Form 4
May 11, 2026CATChief Executive OfficerShares withheld for tax or exercise priceCode F · direct574$524K@ $912.03Form 4
Apr 24, 2026CATChief Executive OfficerGrant or awardCode A · direct19$16K@ $830.79Form 4
Mar 26, 2026CATChief Executive OfficerGrant or awardCode A · direct3$2K@ $703.19Form 4
Mar 13, 2026CATChief Executive OfficerGrant or awardCode A · direct428$297K@ $693.99Form 4
Mar 6, 2026CATChief Executive OfficerGrant or awardCode A · direct214$146K@ $680.90Form 4
Mar 5, 2026CATChief Executive OfficerOpen-market saleCode S · direct120$87K@ $721.00Form 4
Mar 5, 2026CATChief Executive OfficerOpen-market saleCode S · direct575$414K@ $720.10Form 4
Mar 5, 2026CATChief Executive OfficerOpen-market saleCode S · direct585$421K@ $719.39Form 4
Mar 5, 2026CATChief Executive OfficerOpen-market saleCode S · direct800$575K@ $718.44Form 4
Mar 5, 2026CATChief Executive OfficerOpen-market saleCode S · direct420$301K@ $717.01Form 4
Mar 4, 2026CATChief Executive OfficerShares withheld for tax or exercise priceCode F · direct696$514K@ $738.42Form 4
Mar 3, 2026CATCEOShares withheld for tax or exercise priceCode F · direct676$486K@ $719.13Form 4
Mar 2, 2026CATCEOGrant or awardCode A · direct13,803—Form 4
Mar 2, 2026CATCEOGrant or awardCode A · direct4,950—Form 4
Feb 10, 2026CATChief Executive OfficerShares withheld for tax or exercise priceCode F · direct3,366$2.5M@ $744.83Form 4
Feb 10, 2026CATChief Executive OfficerGrant or awardCode A · direct9,055—Form 4
Dec 26, 2025CATChief Executive OfficerGrant or awardCode A · direct26$15K@ $583.00Form 4
Nov 26, 2025CATChief Executive OfficerGrant or awardCode A · direct26$15K@ $573.73Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.