13F Pro

SEC Form 4 reporting owner

Constantine Thomas M

Constantine Thomas M has filed 12 Form 4 transactions reported between February 6, 2026 and September 15, 2026, as EVP, Chief Credit Officer of Axos Financial, Inc..

Name as filed: Constantine Thomas M

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$503K
2 lines
Companies
1
with Form 4 filings
Latest transaction
Sep 15, 2026
transaction date

Roles and reported holdings

  • AXAxos Financial, Inc.
    Feb 6, 2026 – Sep 15, 2026

    EVP, Chief Credit Officer

    Held directly16,195 sh as of Jun 8, 2026 · Form 4

    24 months: $503K sold

Transaction history

All 12 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Sep 15, 2026AXGrant or awardCode A · direct2,806—Form 4
Sep 15, 2026AXDisposition to issuerCode D · direct2,102$195K@ $92.68Form 4
Sep 15, 2026AXOption exerciseCode M · direct3,905$362K@ $92.68Form 4
Jun 8, 2026AXOpen-market saleCode S · direct1,994$177K@ $88.55Form 4
Mar 20, 2026AXEVP, Chief Credit OfficerDisposition to issuerCode D · direct606$50K@ $82.93Form 4
Mar 20, 2026AXEVP, Chief Credit OfficerOption exerciseCode M · direct1,124$93K@ $82.93Form 4
Mar 15, 2026AXGrant or awardCode A · direct2,953—Form 4
Mar 15, 2026AXDisposition to issuerCode D · direct855$72K@ $84.68Form 4
Mar 15, 2026AXDisposition to issuerCode D · direct1,168$99K@ $84.68Form 4
Mar 15, 2026AXOption exerciseCode M · direct1,585$134K@ $84.68Form 4
Mar 15, 2026AXOption exerciseCode M · direct2,032$172K@ $84.68Form 4
Feb 6, 2026AXOpen-market saleCode S · direct3,260$326K@ $100.00Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.