13F Pro

SEC Form 4 reporting owner

Clark Joseph Gates

Clark Joseph Gates has filed 18 Form 4 transactions reported between January 20, 2026 and July 23, 2026, as SVP and Pres, Optimized LED of Penguin Solutions, Inc..

Name as filed: Clark Joseph Gates

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$1.9M
15 lines
Companies
1
with Form 4 filings
Latest transaction
Jul 23, 2026
transaction date

Roles and reported holdings

  • PENGPenguin Solutions, Inc.
    Jan 20, 2026 – Jul 23, 2026

    SVP and Pres, Optimized LED

    Held directly63,056 sh as of Jul 23, 2026 · Form 4

    24 months: $1.9M sold

Transaction history

All 18 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Jul 23, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct1,327$76K@ $57.47Form 4
Jul 20, 2026PENGSVP and Pres, Optimized LEDShares withheld for tax or exercise priceCode F · direct2,042$123K@ $60.41Form 4
Jun 1, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct1,300$79K@ $60.76Form 4
Jun 1, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct4,612$277K@ $59.97Form 4
Jun 1, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct1,439$84K@ $58.50Form 4
Jun 1, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct900$52K@ $57.73Form 4
Jun 1, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct1,100$62K@ $56.54Form 4
Jun 1, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct1,000$56K@ $55.53Form 4
May 8, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct5,000$200K@ $39.99Form 4
May 5, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct5,000$174K@ $34.75Form 4
Apr 24, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct5,000$149K@ $29.75Form 4
Apr 23, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct1,485$41K@ $27.62Form 4
Apr 20, 2026PENGSVP and Pres, Optimized LEDShares withheld for tax or exercise priceCode F · direct2,288$61K@ $26.74Form 4
Apr 16, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct5,000$134K@ $26.82Form 4
Apr 9, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct12,546$283K@ $22.55Form 4
Feb 24, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct10,046$202K@ $20.07Form 4
Feb 10, 2026PENGSVP and Pres, Optimized LEDOpen-market saleCode S · direct1,346$26K@ $19.03Form 4
Jan 20, 2026PENGSVP and Pres, Optimized LEDShares withheld for tax or exercise priceCode F · direct2,564$51K@ $19.96Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.