SEC Form 4 reporting owner

Carey Thomas P

Carey Thomas P has filed 7 Form 4 transactions reported between December 3, 2025 and August 12, 2026, as Corporate VP of BROADRIDGE FINANCIAL SOLUTIONS, INC..

Name as filed: Carey Thomas P

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$2.3M

3 lines

Companies

with Form 4 filings

Latest transaction

Aug 12, 2026

transaction date

Roles and reported holdings

BRBROADRIDGE FINANCIAL SOLUTIONS, INC.
Dec 3, 2025 – Aug 12, 2026
Corporate VP
Held directly6,026 sh as of Dec 3, 2025 · Form 4
24 months: $2.3M sold

Transaction history

All 7 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Aug 12, 2026	BRCorporate VP	Grant or awardCode A · direct	5,275	—	—	11,301	Form 4
Mar 5, 2026	BRCorporate VP	Grant or awardCode A · direct	25,977	—	—	25,977	Form 4
Dec 3, 2025	BRCorporate VP	Open-market saleCode S · direct	5,548	$229.26	$1.3M@ $229.26	6,026	Form 4
Dec 3, 2025	BRCorporate VP	Open-market saleCode S · direct	3,516	$229.26	$806K@ $229.26	11,574	Form 4
Dec 3, 2025	BRCorporate VP	Open-market saleCode S · direct	1,150	$229.26	$264K@ $229.26	15,090	Form 4
Dec 3, 2025	BRCorporate VP	Option exerciseCode M · direct	4,163	$93.88	$391K@ $93.88	16,240	Form 4
Dec 3, 2025	BRCorporate VP	Option exerciseCode M · direct	6,000	$148.07	$888K@ $148.07	12,077	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.