SEC Form 4 reporting owner

Brown Brian Michael

Brown Brian Michael has filed 33 Form 4 transactions reported between December 5, 2025 and September 23, 2026, as Chief Legal Officer of AvePoint, Inc..

Name as filed: Brown Brian Michael

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$1.8M

7 lines

Companies

with Form 4 filings

Latest transaction

Sep 23, 2026

transaction date

Roles and reported holdings

AVPTAvePoint, Inc.
Dec 5, 2025 – Sep 23, 2026
Chief Legal Officer
Held directly339,643 sh as of Sep 14, 2026 · Form 4
Held indirectly (latest line)374,604 sh as of Sep 23, 2026 · Form 4
24 months: $1.8M sold

Transaction history

All 33 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Sep 23, 2026	AVPTChief Legal Officer	Open-market saleCode S · indirect	10,000	$13.07	$131K@ $13.07	374,604	Form 4
Sep 14, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	1,875	$13.60	$26K@ $13.60	339,643	Form 4
Sep 11, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	5,010	$12.66	$63K@ $12.66	341,518	Form 4
Sep 4, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	2,834	$13.43	$38K@ $13.43	346,528	Form 4
Sep 4, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	981	$13.43	$13K@ $13.43	349,362	Form 4
Sep 4, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	277	$13.43	$4K@ $13.43	350,343	Form 4
Aug 27, 2026	AVPTChief Legal Officer	Open-market saleCode S · indirect	60,000	$14.20	$852K@ $14.20	384,604	Form 4
Aug 24, 2026	AVPTChief Legal Officer	Open-market saleCode S · indirect	10,000	$13.30	$133K@ $13.30	444,604	Form 4
Jul 29, 2026	AVPTChief Legal Officer	Open-market saleCode S · direct	5,176	$13.06	$68K@ $13.06	809,664	Form 4
Jul 28, 2026	AVPTChief Legal Officer	Open-market saleCode S · direct	4,824	$13.08	$63K@ $13.08	814,840	Form 4
Jul 15, 2026	AVPTChief Legal Officer	Open-market saleCode S · direct	31,631	$13.18	$417K@ $13.18	819,664	Form 4
Jul 14, 2026	AVPTChief Legal Officer	Open-market saleCode S · direct	8,369	$13.00	$109K@ $13.00	851,295	Form 4
Jun 18, 2026	AVPTChief Legal Officer	Option exerciseCode M · direct	50,492	$10.41	$526K@ $10.41	859,664	Form 4
Jun 12, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	1,875	$10.87	$20K@ $10.87	809,172	Form 4
Jun 12, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	5,010	$10.87	$54K@ $10.87	811,047	Form 4
Jun 5, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	278	$10.74	$3K@ $10.74	816,057	Form 4
Jun 5, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	981	$10.74	$11K@ $10.74	816,335	Form 4
Jun 5, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	2,835	$10.74	$30K@ $10.74	817,316	Form 4
Jun 4, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	27	$10.89	$294@ $10.89	820,151	Form 4
Mar 20, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	1,546	$10.30	$16K@ $10.30	820,178	Form 4
Mar 17, 2026	AVPTChief Legal Officer	Option exerciseCode M · direct	1,803	—	—	821,724	Form 4
Mar 16, 2026	AVPTChief Legal Officer	Grant or awardCode A · direct	47,529	—	—	819,921	Form 4
Mar 16, 2026	AVPTChief Legal Officer	Grant or awardCode A · direct	142,586	—	—	772,392	Form 4
Mar 13, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	7,499	$10.43	$78K@ $10.43	629,806	Form 4
Mar 13, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	5,010	$10.43	$52K@ $10.43	637,305	Form 4
Mar 5, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	12,899	$11.29	$146K@ $11.29	642,315	Form 4
Mar 5, 2026	AVPTChief Legal Officer	Grant or awardCode A · direct	11,107	$11.29	$125K@ $11.29	655,214	Form 4
Feb 4, 2026	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	322	$10.53	$3K@ $10.53	644,107	Form 4
Dec 30, 2025	AVPTChief Legal Officer	Other acquisition or dispositionCode J · direct	928	$13.97	$13K@ $13.97	644,429	Form 4
Dec 19, 2025	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	1,547	$13.94	$22K@ $13.94	643,501	Form 4
Dec 12, 2025	AVPTChief Legal Officer	Option exerciseCode M · direct	21,000	$13.89	$292K@ $13.89	645,048	Form 4
Dec 12, 2025	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	5,010	$13.89	$70K@ $13.89	624,048	Form 4
Dec 5, 2025	AVPTChief Legal Officer	Shares withheld for tax or exercise priceCode F · direct	2,835	$13.40	$38K@ $13.40	629,058	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.