SEC Form 4 reporting owner

Brooks David R

Brooks David R has filed 10 Form 4 transactions reported between December 9, 2025 and August 10, 2026, as Director of CAPITAL SOUTHWEST CORP and a reporting owner of SouthState Bank Corp.

Name as filed: Brooks David R

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$4.8M
7 lines
Companies
2
with Form 4 filings
Latest transaction
Aug 10, 2026
transaction date

Roles and reported holdings

  • CSWCCAPITAL SOUTHWEST CORP
    Aug 10, 2026

    Director

    No common-stock holding reported on a purchase, sale, gift or withholding line.

  • SSBSouthState Bank Corp
    Dec 9, 2025 – Aug 5, 2026

    Reporting owner

    Held directly1,762 sh as of Aug 3, 2026 · Form 4
    Held indirectly (latest line)10,050 sh as of Aug 5, 2026 · Form 4

    24 months: $4.8M sold

Transaction history

All 10 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Aug 10, 2026CSWCDirectorGrant or awardCode A · direct1,989—Form 4
Aug 5, 2026SSBOpen-market saleCode S · indirect3,750$413K@ $110.00Form 4
Aug 5, 2026SSBOpen-market saleCode S · indirect1,100$121K@ $110.00Form 4
Aug 5, 2026SSBOpen-market saleCode S · indirect1,800$198K@ $110.00Form 4
Aug 5, 2026SSBOpen-market saleCode S · indirect18,000$2.0M@ $110.00Form 4
Aug 3, 2026SSBOpen-market saleCode S · direct6,181$667K@ $107.92Form 4
May 1, 2026SSBGrant or awardCode A · direct1,050$102K@ $97.48Form 4
Apr 28, 2026SSBOpen-market saleCode S · indirect5,300$521K@ $98.39Form 4
Apr 28, 2026SSBOpen-market saleCode S · indirect9,000$886K@ $98.39Form 4
Dec 9, 2025SSBGiftCode G · direct13,800—Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.