SEC Form 4 reporting owner

Bradley William Patrick III

Bradley William Patrick III has filed 2 Form 4 transactions reported between February 9, 2026 and March 20, 2026, as EVP, CFO and Treasurer of Virtus Artificial Intelligence & Technology Opportunities Fund and Vice President & Treasurer of Duff & Phelps Utility & Infrastructure Fund Inc..

Name as filed: BRADLEY WILLIAM PATRICK III

Open-market buys, 24 mo
$45K
1 lines
Open-market sales, 24 mo
$43K
1 lines
Companies
2
with Form 4 filings
Latest transaction
Mar 20, 2026
transaction date

Roles and reported holdings

  • AIOVirtus Artificial Intelligence & Technology Opportunities Fund
    Mar 20, 2026

    EVP, CFO and Treasurer

    Held directly0 sh as of Mar 20, 2026 · Form 4

    24 months: $43K sold

  • DPGDuff & Phelps Utility & Infrastructure Fund Inc.
    Feb 9, 2026

    Vice President & Treasurer

    Held indirectly (latest line)3,393 sh as of Feb 9, 2026 · Form 4

    24 months: $45K bought

Transaction history

All 2 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Mar 20, 2026AIOEVP, CFO and TreasurerOpen-market saleCode S · direct2,000$43K@ $21.56Form 4
Feb 9, 2026DPGVice President & TreasurerOpen-market purchaseCode P · indirect3,250$45K@ $13.81Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.