13F Pro

SEC Form 4 reporting owner

Bonfield Andrew R J

Bonfield Andrew R J has filed 24 Form 4 transactions reported between December 1, 2025 and May 6, 2026, as CFO Emeritus, Chief Financial Officer of CATERPILLAR INC.

Name as filed: BONFIELD ANDREW R J

Open-market buys, 24 mo
None
reported
Open-market sales, 24 mo
$25.3M
14 lines
Companies
1
with Form 4 filings
Latest transaction
May 6, 2026
transaction date

Roles and reported holdings

  • CATCATERPILLAR INC
    Dec 1, 2025 – May 6, 2026

    CFO Emeritus, Chief Financial Officer

    Held directly52,935 sh as of May 6, 2026 · Form 4

    24 months: $25.3M sold

Transaction history

All 24 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
May 6, 2026CATCFO EmeritusOpen-market saleCode S · direct15,674$14.4M@ $918.71Form 4
May 6, 2026CATCFO EmeritusShares withheld for tax or exercise priceCode F · direct7,380$6.8M@ $920.72Form 4
May 6, 2026CATCFO EmeritusOption exerciseCode M · direct3,726$1.2M@ $332.04Form 4
May 6, 2026CATCFO EmeritusOption exerciseCode M · direct7,673$2.6M@ $338.65Form 4
May 6, 2026CATCFO EmeritusOption exerciseCode M · direct11,655$3.0M@ $253.98Form 4
Mar 4, 2026CATChief Financial OfficerShares withheld for tax or exercise priceCode F · direct449$332K@ $738.42Form 4
Mar 3, 2026CATChief Financial OfficerShares withheld for tax or exercise priceCode F · direct445$320K@ $719.13Form 4
Mar 2, 2026CATChief Financial OfficerGrant or awardCode A · direct4,877—Form 4
Mar 2, 2026CATChief Financial OfficerGrant or awardCode A · direct1,749—Form 4
Feb 10, 2026CATChief Financial OfficerShares withheld for tax or exercise priceCode F · direct4,299$3.2M@ $744.83Form 4
Feb 10, 2026CATChief Financial OfficerGrant or awardCode A · direct10,907—Form 4
Dec 31, 2025CATChief Financial OfficerOpen-market saleCode S · direct40$23K@ $578.41Form 4
Dec 31, 2025CATChief Financial OfficerOpen-market saleCode S · direct600$347K@ $577.79Form 4
Dec 31, 2025CATChief Financial OfficerOpen-market saleCode S · direct1,473$849K@ $576.56Form 4
Dec 31, 2025CATChief Financial OfficerOpen-market saleCode S · direct3,016$1.7M@ $575.77Form 4
Dec 31, 2025CATChief Financial OfficerOpen-market saleCode S · direct1,431$822K@ $574.77Form 4
Dec 31, 2025CATChief Financial OfficerOpen-market saleCode S · direct2,628$1.5M@ $573.61Form 4
Dec 31, 2025CATChief Financial OfficerOpen-market saleCode S · direct812$465K@ $572.71Form 4
Dec 1, 2025CATChief Financial OfficerOpen-market saleCode S · direct1,921$1.1M@ $573.63Form 4
Dec 1, 2025CATChief Financial OfficerOpen-market saleCode S · direct2,120$1.2M@ $572.57Form 4
Dec 1, 2025CATChief Financial OfficerOpen-market saleCode S · direct920$526K@ $571.38Form 4
Dec 1, 2025CATChief Financial OfficerOpen-market saleCode S · direct381$217K@ $570.27Form 4
Dec 1, 2025CATChief Financial OfficerOpen-market saleCode S · direct2,360$1.3M@ $569.35Form 4
Dec 1, 2025CATChief Financial OfficerOpen-market saleCode S · direct1,378$783K@ $568.57Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.