SEC Form 4 reporting owner

Barry John F

Barry John F has filed 9 Form 4 transactions reported between May 21, 2026 and September 4, 2026, as CHIEF EXECUTIVE OFFICER of PROSPECT CAPITAL CORP.

Name as filed: Barry John F

Open-market buys, 24 mo

$8.9M

9 lines

Open-market sales, 24 mo

None

reported

Companies

with Form 4 filings

Latest transaction

Sep 4, 2026

transaction date

Roles and reported holdings

PSECPROSPECT CAPITAL CORP
May 21, 2026 – Sep 4, 2026
CHIEF EXECUTIVE OFFICER
Held directly90,479,988 sh as of Sep 4, 2026 · Form 4
24 months: $8.9M bought

Transaction history

All 9 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Sep 4, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	1,217,105	$2.24	$2.7M@ $2.24	90,479,988	Form 4
Jun 23, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	67,648	$2.27	$154K@ $2.27	89,213,725	Form 4
Jun 23, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	1,000,000	$2.27	$2.3M@ $2.27	89,146,077	Form 4
Jun 22, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	1,000,000	$2.25	$2.2M@ $2.25	88,146,077	Form 4
May 26, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	3,000	$2.33	$7K@ $2.33	87,122,376	Form 4
May 26, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	430,000	$2.32	$1000K@ $2.32	87,119,376	Form 4
May 22, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	32,000	$2.29	$73K@ $2.29	86,689,351	Form 4
May 22, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	100,000	$2.33	$233K@ $2.33	86,557,351	Form 4
May 21, 2026	PSECCHIEF EXECUTIVE OFFICER	Open-market purchaseCode P · direct	100,000	$2.28	$228K@ $2.28	86,357,351	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.