SEC Form 4 reporting owner

Alvero Gumer

Alvero Gumer has filed 11 Form 4 transactions reported between January 26, 2026 and February 9, 2026, as PRESIDENT-INSURANCE&ANNUITIES of AMERIPRISE FINANCIAL INC.

Name as filed: Alvero Gumer

Open-market buys, 24 mo

None

reported

Open-market sales, 24 mo

$2.5M

1 lines

Companies

with Form 4 filings

Latest transaction

Feb 9, 2026

transaction date

Roles and reported holdings

AMPAMERIPRISE FINANCIAL INC
Jan 26, 2026 – Feb 9, 2026
PRESIDENT-INSURANCE&ANNUITIES
Held directly4,621 sh as of Feb 9, 2026 · Form 4
24 months: $2.5M sold

Transaction history

All 11 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

Date	Company	Type	Shares	Price	Value	Owned after	Filing
Feb 9, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Open-market saleCode S · direct	4,658	$542.88	$2.5M@ $542.88	4,621	Form 4
Feb 9, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax or exercise priceCode F · direct	4,950	$542.78	$2.7M@ $542.78	9,279	Form 4
Feb 9, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Option exerciseCode M · direct	4,865	$126.89	$617K@ $126.89	14,229	Form 4
Feb 9, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Option exerciseCode M · direct	3,428	$179.84	$616K@ $179.84	9,364	Form 4
Feb 2, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Grant or awardCode A · direct	1,326	—	—	1,326	Form 4
Feb 2, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Grant or awardCode A · direct	405	—	—	5,936	Form 4
Jan 31, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax or exercise priceCode F · direct	32	$527.19	$17K@ $527.19	5,531	Form 4
Jan 27, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax or exercise priceCode F · direct	36	$498.33	$18K@ $498.33	4,790	Form 4
Jan 27, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax or exercise priceCode F · direct	336	$498.33	$167K@ $498.33	5,563	Form 4
Jan 27, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Grant or awardCode A · direct	1,109	—	—	5,899	Form 4
Jan 26, 2026	AMPPRESIDENT-INSURANCE&ANNUITIES	Shares withheld for tax or exercise priceCode F · direct	40	$500.53	$20K@ $500.53	4,826	Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.