SEC Form 4 reporting owner

Allorto Richard T JR

Allorto Richard T JR has filed 2 Form 4 transactions reported between March 11, 2026 and March 11, 2026, as CFO and Treasurer of PENNANTPARK INVESTMENT CORP and CFO and Treasurer of PennantPark Floating Rate Capital Ltd..

Name as filed: Allorto Richard T JR

Open-market buys, 24 mo
$195K
2 lines
Open-market sales, 24 mo
None
reported
Companies
2
with Form 4 filings
Latest transaction
Mar 11, 2026
transaction date

Roles and reported holdings

  • PNNTPENNANTPARK INVESTMENT CORP
    Mar 11, 2026

    CFO and Treasurer

    Held directly30,000 sh as of Mar 11, 2026 · Form 4

    24 months: $73K bought

  • PFLAPennantPark Floating Rate Capital Ltd.
    Mar 11, 2026

    CFO and Treasurer

    Held directly25,000 sh as of Mar 11, 2026 · Form 4

    24 months: $122K bought

Transaction history

All 2 reported transactions, newest first. Every row links to the Form 4 on SEC EDGAR.

DateCompanyTypeSharesValueFiling
Mar 11, 2026PNNTCFO and TreasurerOpen-market purchaseCode P · direct15,000$73K@ $4.88Form 4
Mar 11, 2026PFLACFO and TreasurerOpen-market purchaseCode P · direct15,000$122K@ $8.15Form 4

How this page is built

Every row comes from a Form 4 filed with the SEC, which officers, directors and holders of more than 10% of a company’s stock must file within two business days of a trade. Transactions are grouped by the reporting owner’s name as filed (spacing, capitals and punctuation ignored); two different people filing under an identical name would appear together, and one person filing under two spellings appears on two pages.

Open-market totals count code P purchases and code S sales over the last 24 months. The same trade reported on more than one filing is counted once; when another owner (for example a fund and its general partner) reports the identical trade, they are listed beside it. Holdings are the shares owned after the latest purchase, sale, gift or tax-withholding line, shown separately for direct and indirect ownership; an indirect figure is one holding line, not a total across every trust or entity.

This page describes what was filed with the SEC; it is not investment advice or a recommendation to buy or sell any security.